HELMSEC GLOBAL CAPITAL PTY LIMITED


Address: Sydney, NSW 2000, Australia

HELMSEC GLOBAL CAPITAL PTY LIMITED (Licence# 000334838) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 24, 2009.

Service Overview

Register Name AFS Licence
Licence Name HELMSEC GLOBAL CAPITAL PTY LIMITED
Licence Number 000334838
Licence ABN 77129825798
Issue Date 2009-03-24
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • securities; and
  • deal in a financial product by:
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • securities; and
    • arranging for another person to underwrite:
      • an issue of securities;
to wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000458202 NATHAN BARBARICH Ceased 2014-05-01
001233602 RONALD KOK LIAK NG Ceased 2011-11-01
000337653 JEAN-FRANCOIS BERTINCOURT Ceased 2009-01-01

Office Location

Locality SYDNEY
State NSW
Postcode 2000
Country Australia

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Competitor

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Postal Code 2000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.