RONALD KOK LIAK NG (Adviser# 001233602) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 1, 2018.
| Register Name | Financial Advisers |
| Adviser Name | RONALD KOK LIAK NG |
| Adviser Number | 001233602 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser ABN | 87556481496 |
| Adviser First Advice Year | 1998 |
| Financial Service (AFS) Licence |
Licence# 000484198 BPW LICENSEE SERVICES PTY LTD |
| Licence Controlled By | TAO PTY LTD |
| Adviser Start Date | 2018-06-01 |
| Appointing Representative Name | BPW LICENSEE SERVICES PTY LTD |
| Appointing Representative Number | 000484198 |
| Memberships | Financial Planning Association of Australia (FPA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Laws/Bachelor of Commerce | The University of Western Australia |
| Diploma of Financial Planning | Kaplan Education Pty Ltd |
| Graduate Diploma in Applied Finance and Investment | Securities Institute of Australia |
| Master of Applied Finance | Macquarie University |
| RG146 accreditation subjects | Financial Education Professionals |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000484198 |
BPW LICENSEE SERVICES PTY LTD
Licence controlled by: TAO PTY LTD |
2018-06-01 - | BPW LICENSEE SERVICES PTY LTD |
| 000237504 |
MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED |
2017-02-13 - 2018-05-17 | MACQUARIE EQUITIES LIMITED |
| 000240813 |
MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC Further restrictions: Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options. |
2015-07-16 - 2017-01-06 | MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD |
| 000465368 | LEDGER FINANCIAL GROUP PTY LTD | 2013-11-01 - 2015-05-01 | |
| 000334838 | HELMSEC GLOBAL CAPITAL PTY LIMITED | 2011-11-01 - 2012-10-01 | |
| 000238095 | BBY LTD | 2010-10-01 - 2011-10-01 | |
| 000236606 | CREDIT SUISSE (AUSTRALIA) LIMITED | 2007-03-01 - 2010-09-01 |
| Licence Name | BPW LICENSEE SERVICES PTY LTD |
| Licence Number | 000484198 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.