LEDGER FINANCIAL GROUP PTY LTD


Address: West Perth, WA 6005, Australia

LEDGER FINANCIAL GROUP PTY LTD (Licence# 000465368) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 24, 2014.

Service Overview

Register Name AFS Licence
Licence Name LEDGER FINANCIAL GROUP PTY LTD
Licence Number 000465368
Licence ABN 97600860615
Issue Date 2014-11-24
Locality WEST PERTH
State WA
Postcode 6005
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000426847 NATHAN KERR Ceased 2016-03-24
000282997 MICHAEL FRANCIS BOWER Current 2014-12-31
001000188 STEPHEN ALAN LEDGER Current 2014-11-25
001233602 RONALD KOK LIAK NG Ceased 2013-11-01

Office Location

Locality WEST PERTH
State WA
Postcode 6005
Country Australia

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Service Name Issue Date Locality
PRIORITY WEALTH ADVISERS PTY LTD 2018-07-03 West Perth, WA 6005, Australia
MAVCO INSURANCE GROUP AUSTRALIA PTY LTD 2018-02-28 West Perth, WA 6005, Australia
GLOBE FINANCIAL PLANNING PTY LTD 2017-12-22 West Perth, WA 6005, Australia
REDHILL PROPERTY PARTNERS PTY LTD 2017-12-19 West Perth, WA 6005, Australia
M.ADAMSON & A.CROSS 2017-11-16 West Perth, WA 6005, Australia
DISCOVERY CAPITAL PARTNERS PTY LTD 2017-08-18 West Perth, WA 6005, Australia
INSPIRED FINANCIAL GROUP PTY LTD 2017-07-03 West Perth, WA 6005, Australia
KEY FINANCIAL PARTNERS PTY LTD 2017-04-28 West Perth, WA 6005, Australia
CHIEFTAIN SECURITIES PTY LTD 2017-04-05 West Perth, WA 6005, Australia
ASHANTI CAPITAL PTY LTD 2017-03-20 West Perth, WA 6005, Australia

Competitor

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Postal Code 6005

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.