STAPLETON ASSET MANAGEMENT LIMITED


Address: Darlinghurst, NSW 2010, Australia

STAPLETON ASSET MANAGEMENT LIMITED (Licence# 000341990) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 27, 2010.

Service Overview

Register Name AFS Licence
Licence Name STAPLETON ASSET MANAGEMENT LIMITED
Licence Number 000341990
Licence ABN 41140049743
Issue Date 2010-08-27
Locality DARLINGHURST
State NSW
Postcode 2010
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice for the following classes of financial products:
    • interests in managed investment schemes excluding investor directed portfolio services;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • interests in managed investment schemes excluding investor directed portfolio services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities;
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
    • "Itrust Investment Fund" scheme (ARSN: 625 636 231),
    • a scheme which only holds the following types of property:
      • financial assets; and
      • provide the following custodial or depository services:
  • operate custodial or depository services other than investor directed portfolio services;
    to retail and wholesale clients.

    Office Location

    Locality DARLINGHURST
    State NSW
    Postcode 2010
    Country Australia

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    Postal Code 2010

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    Dataset Information


    Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
    Jurisdiction Australia
    Related Datasets Australian Businesses, Australian Companies

    This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.