ASCOT CAPITAL LIMITED

Address: Nedlands, WA 6009, Australia

ASCOT CAPITAL LIMITED (Licence# 000345050) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is April 28, 2010.

Service Overview

Register Name AFS Licence
Licence Name ASCOT CAPITAL LIMITED
Licence Number 000345050
Licence ABN 27110966204
Issue Date 2010-04-28
Locality NEDLANDS
State WA
Postcode 6009
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice for the following classes of financial products:
    • interests in managed investment schemes limited to:
      • own managed investment scheme only; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • general insurance products; and
      • interests in managed investment schemes limited to:
        • own managed investment scheme only;
to wholesale clients.

Office Location

Locality NEDLANDS
State WA
Postcode 6009
Country Australia

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REALSIDE PTY LTD 2017-01-24 Nedlands, WA 6009, Australia
BELL, SHANNON 2015-07-22 Nedlands, WA 6009, Australia
BROGAN, CHRISTOPHER GERARD 2015-04-28 Nedlands, WA 6009, Australia
FIVEMARK CAPITAL PTY LTD 2013-12-12 Nedlands, WA 6009, Australia
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ETO GROUP PTY LTD 2013-02-01 Nedlands, WA 6009, Australia
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Postal Code 6009

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.