ROSKOW INDEPENDENT ADVISORY PTY LTD


Address: Hawthorn, VIC 3122, Australia

ROSKOW INDEPENDENT ADVISORY PTY LTD (Licence# 000429377) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 13, 2012.

Service Overview

Register Name AFS Licence
Licence Name ROSKOW INDEPENDENT ADVISORY PTY LTD
Licence Number 000429377
Licence ABN 38139380260
Issue Date 2012-12-13
Locality HAWTHORN
State VIC
Postcode 3122
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000309781 SAMUEL TURRISI Current 2017-04-28
000466384 KIRSTEN ELLITA TOWNSEND Current 2017-01-03
001006905 BEN MARSHALL Ceased 2016-11-21
001238998 GUY RASMUSSEN Ceased 2016-02-03
000466832 TOM BARLOW Current 2014-10-13
000459129 GRAHAM RICHARD STEWART Current 2014-06-10
000454671 JASON ANTHONY ATKINS Ceased 2014-03-10
000383578 JASON ALEXANDER MCGREGOR Ceased 2013-10-15
000445236 ADRIANO DONATO Current 2013-09-10
000445237 PETER LEE Current 2013-09-10

Office Location

Locality HAWTHORN
State VIC
Postcode 3122
Country Australia

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Competitor

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Postal Code 3122

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.