BEN MARSHALL


Licensee: ESI FINANCIAL SERVICES PTY LTD

BEN MARSHALL (Adviser# 001006905) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 26, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name BEN MARSHALL
Adviser Number 001006905
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2013
Financial Service (AFS) Licence Licence# 000224952
ESI FINANCIAL SERVICES PTY LTD
Licence ABN 93101428782
Licence Controlled By ELECTRICITY SUPPLY INDUSTRY SUPERANNUATION (QLD) LTD.
Adviser Start Date 2017-09-26
Appointing Representative Name ESI FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000224952
Appointing Representative ABN 93101428782
Memberships Financial Planning Association of Australia (FPA)
Further Restrictions Excludes advice on margin lending facilities and self managed superannuation funds.

Authorisations to provide financial product advice

  • BEN MARSHALL
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business Banking and Finance - Queensland University of Technology
CFP FPA
Diploma of Financial Planning Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000224952 ESI FINANCIAL SERVICES PTY LTD
Licence controlled by: ELECTRICITY SUPPLY INDUSTRY SUPERANNUATION (QLD) LTD.
Further restrictions: Excludes advice on margin lending facilities and self managed superannuation funds.
2017-09-26 - ESI FINANCIAL SERVICES PTY LTD
000429377 ROSKOW INDEPENDENT ADVISORY PTY LTD 2016-11-21 - 2017-09-01 ROSKOW INDEPENDENT ADVISORY PTY LTD
000230511 LGIASUPER TRUSTEE 2011-05-02 - 2016-11-08 LGIASUPER TRUSTEE

Licensee Information

Licence Name ESI FINANCIAL SERVICES PTY LTD
Licence Number 000224952
Licence ABN 93101428782

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MICHAEL JOHN PAGEL Esi Financial Services Pty Ltd Current 2018-05-10
BENJAMIN WAISAVU Esi Financial Services Pty Ltd Current 2018-05-08
ADELE LOUISE FISK Esi Financial Services Pty Ltd Current 2017-08-30
PAUL HODGSON Esi Financial Services Pty Ltd Current 2017-06-06
JOSH GUPTA Esi Financial Services Pty Ltd Ceased 2016-10-14
LAURENCE ROY SMITH Esi Financial Services Pty Ltd Current 2016-10-12
VINCENT THOMAS MARTIN Esi Financial Services Pty Ltd Ceased 2016-10-10
ROXANNE TURNER Esi Financial Services Pty Ltd Current 2016-08-02
SHIONA HARGEN Esi Financial Services Pty Ltd Current 2016-06-21
NICOLA BREEZE Esi Financial Services Pty Ltd Ceased 2016-05-16

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.