RESOLUTE FINANCIAL ADVISORY PTY LTD


Address: Wembley, WA 6014, Australia

RESOLUTE FINANCIAL ADVISORY PTY LTD (Licence# 000436967) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 15, 2013.

Service Overview

Register Name AFS Licence
Licence Name RESOLUTE FINANCIAL ADVISORY PTY LTD
Licence Number 000436967
Licence ABN 45155862678
Issue Date 2013-05-15
Locality WEMBLEY
State WA
Postcode 6014
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001255317 DANNIELLE FOX Current 2018-05-29
001244101 JANE DOREEN COOPER Current 2017-08-25
000317120 SIMON JOHN BOXSHALL Current 2013-05-17
000317120 SIMON JOHN BOXSHALL Ceased 2013-05-16

Office Location

Locality WEMBLEY
State WA
Postcode 6014
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
ROBINSON INSURANCE BROKING SERVICES PTY LTD 2017-06-23 Wembley, WA 6014, Australia
GRO CAPITAL (WA) PTY LTD 2017-02-17 Floreat, WA 6014, Australia
MORAY PTY LTD 2015-10-28 Wembley, WA 6014, Australia
BEDBROOK PARTNERS PTY LTD 2012-10-15 Wembley, WA 6014, Australia
EVERSTONE WEALTH PTY LTD 2011-10-10 Wembley, WA 6014, Australia
WESTATE CAPITAL LTD 2008-10-06 Wembley, WA 6014, Australia
AVOCA GROUP PTY LTD 2005-07-08 Wembley, WA 6014, Australia
SRG GROUP PTY LTD 2005-06-08 Wembley, WA 6014, Australia
SUDAK PTY. LTD. 2003-07-15 Wembley, WA 6014, Australia

Financial services with the same locality

Service Name Issue Date Locality
ROBINSON INSURANCE BROKING SERVICES PTY LTD 2017-06-23 Wembley, WA 6014, Australia
MORAY PTY LTD 2015-10-28 Wembley, WA 6014, Australia
BEDBROOK PARTNERS PTY LTD 2012-10-15 Wembley, WA 6014, Australia
EVERSTONE WEALTH PTY LTD 2011-10-10 Wembley, WA 6014, Australia
WESTATE CAPITAL LTD 2008-10-06 Wembley, WA 6014, Australia
AVOCA GROUP PTY LTD 2005-07-08 Wembley, WA 6014, Australia
SRG GROUP PTY LTD 2005-06-08 Wembley, WA 6014, Australia
SUDAK PTY. LTD. 2003-07-15 Wembley, WA 6014, Australia

Competitor

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Postal Code 6014

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.