SIMON JOHN BOXSHALL (Adviser# 000317120) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is January 20, 2015.
| Register Name | Financial Advisers |
| Adviser Name | SIMON JOHN BOXSHALL |
| Adviser Number | 000317120 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2007 |
| Financial Service (AFS) Licence |
Licence# 000464367 TRADE V GROUP PTY LIMITED |
| Licence ABN | 24165988858 |
| Licence Controlled By |
Yosemite Group Co., Ltd Keith Hockley [Date Ceased: 03/05/2016] |
| Adviser Start Date | 2015-01-20 |
| Adviser End Date | 2015-07-16 |
| Appointing Representative Name | TRADE V GROUP PTY LIMITED |
| Appointing Representative Number | 000464367 |
| Appointing Representative ABN | 24165988858 |
| Memberships | Association of Financial Advisers (AFA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma in Technical Analysis | Australian Technical Analysts Association |
| Estate & Business Succession Planning | Iron Group Lawyers |
| Graduate Diploma Applied Finance & Investment | FINSIA |
| RG 146 Margin Lending & Geared Investments | Kaplan |
| Self Managed Superannuation Funds | Kaplan |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000464367 |
TRADE V GROUP PTY LIMITED
Licence controlled by: Yosemite Group Co., Ltd ~ Keith Hockley [Date Ceased: 03/05/2016] |
2015-01-20 - 2015-07-16 | TRADE V GROUP PTY LIMITED |
| 000436967 |
RESOLUTE FINANCIAL ADVISORY PTY LTD
Licence controlled by: SIMON BOXSHALL |
2013-05-17 - | RESOLUTE FINANCIAL ADVISORY PTY LTD |
| 000436967 |
RESOLUTE FINANCIAL ADVISORY PTY LTD
Licence controlled by: SIMON BOXSHALL |
2013-05-16 - 2014-05-19 | |
| 000364861 |
CAMBRIDGE SECURITIES PTY LTD
Licence controlled by: EDWARD SPURLING |
2012-03-08 - 2013-05-15 | SIMON JOHN BOXSHALL |
| 000253120 | REGENCY SERVICES (WA) PTY LTD | 2011-09-01 - 2012-01-30 | |
| 000253120 | REGENCY SERVICES (WA) PTY LTD | 2009-05-12 - 2011-08-30 |
| Licence Name | TRADE V GROUP PTY LIMITED |
| Licence Number | 000464367 |
| Licence ABN | 24165988858 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| GIOVANNI FONTANA | Trade V Group Pty Limited | Current | 2018-08-02 |
| KEITH HOCKLEY | Trade V Group Pty Limited | Current | 2014-11-12 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| GIOVANNI FONTANA | Trade V Group Pty Limited | Current | 2018-08-02 |
| KEITH HOCKLEY | Trade V Group Pty Limited | Current | 2014-11-12 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.