CHAUCER GROUP PTY LTD


Address: Baulkham Hills, NSW 2153, Australia

CHAUCER GROUP PTY LTD (Licence# 000480318) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 23, 2015.

Service Overview

Register Name AFS Licence
Licence Name CHAUCER GROUP PTY LTD
Licence Number 000480318
Licence ABN 88607427261
Issue Date 2015-11-23
Locality BAULKHAM HILLS
State NSW
Postcode 2153
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001008413 NEIL GEARSIDE Current 2018-02-14
000250443 ROGER WHEELAHAN Current 2018-02-05
000304855 ADAM SEBASTIAN FORSBERG Current 2018-01-31
000279078 TARANDEEP SINGH AUJLA Current 2017-10-05
001258353 KRISU SURESH PATEL Current 2017-09-18
000448025 VICKY MURACE Ceased 2017-07-07
000377273 CHRISTINE HICKS Current 2016-06-16
000267664 NORM SMITH Current 2016-04-21
000267664 NORM SMITH Ceased 2016-04-19
000284804 MICHAEL JOHN CARIS Ceased 2016-03-07

Office Location

Locality BAULKHAM HILLS
State NSW
Postcode 2153
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
CRESCERE PARTNERS PTY LTD 2017-10-20 Baulkham Hills, NSW 2153, Australia
OMNIUM (NSW) PTY. LTD. 2017-10-11 Baulkham Hills, NSW 2153, Australia
BR PFS ADVISORY PTY LIMITED 2017-06-16 Baulkham Hills, NSW 2153, Australia
CROWN WEALTH GROUP PTY LTD 2017-03-28 Baulkham Hills, NSW 2153, Australia
HADLEY, MICHAEL ANTHONY 2017-02-28 Baulkham Hills, NSW 2153, Australia
GERCEK, DIANA 2017-02-22 Baulkham Hills, NSW 2153, Australia
AFP FINANCIAL PLANNING & CONSULTING PTY LTD 2017-01-11 Baulkham Hills, NSW 2153, Australia
SIMPLE SMSF SOLUTIONS PTY LTD 2017-01-09 Baulkham Hills, NSW 2153, Australia
ADAMS TRIGLONE PTY LIMITED 2016-11-21 Baulkham Hills, NSW 2153, Australia
WONG, SIU LING 2016-10-17 Bella Vista, NSW 2153, Australia

Competitor

Search similar business entities

Postal Code 2153

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.