NORM SMITH (Adviser# 000267664) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 21, 2016.
| Register Name | Financial Advisers |
| Adviser Name | NORM SMITH |
| Adviser Number | 000267664 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1977 |
| Financial Service (AFS) Licence |
Licence# 000480318 CHAUCER GROUP PTY LTD |
| Adviser Start Date | 2016-04-21 |
| Appointing Representative Name | HEITMANN & SMITH PTY LTD |
| Appointing Representative Number | 000322628 |
| Appointing Representative ABN | 34128391846 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Policy Statement 146 Knowledge Assessment | Integratec (Aust) Pty Limited |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000480318 | CHAUCER GROUP PTY LTD | 2016-04-21 - | HEITMANN & SMITH PTY LTD |
| 000480318 | CHAUCER GROUP PTY LTD | 2016-04-19 - 2016-04-20 | ACTION INSURANCE AGENCIES PTY LTD |
| 000414256 |
AIW DEALER SERVICES PTY LTD
Licence controlled by: ASTUTE HOLDINGS GROUP PTY LTD |
2014-06-27 - 2016-02-01 | AIW DEALER SERVICES PTY LTD |
| 000338441 | 101 WEALTH SOLUTIONS PTY LTD | 2011-01-13 - 2014-06-27 | NORM SMITH |
| 000312478 | AAA FINANCIAL INTELLIGENCE LTD | 2007-09-03 - 2011-01-13 | NORM SMITH |
| Licence Name | CHAUCER GROUP PTY LTD |
| Licence Number | 000480318 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.