KAIZEN WEALTH PTY LTD


Address: Wayville, SA 5034, Australia

KAIZEN WEALTH PTY LTD (Licence# 000480797) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 9, 2015.

Service Overview

Register Name AFS Licence
Licence Name KAIZEN WEALTH PTY LTD
Licence Number 000480797
Licence ABN 19608040062
Issue Date 2015-12-09
Locality WAYVILLE
State SA
Postcode 5034
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000239403 DAVID MALCOLM FORD Current 2016-05-11
000239403 DAVID MALCOLM FORD Ceased 2016-05-09
000239461 SCOTT NOELL Current 2015-12-18
000239466 NATHAN PECH Current 2015-12-18
000239805 CRAIG MEDLOW Current 2015-12-18
000240418 MICHAEL BALOGH Current 2015-12-18
000255613 BARRIE WINSTON MOYLE Current 2015-12-18
000276373 ANDREW REX CREASER Current 2015-12-18
000276754 KAREN ANNE ELEY Current 2015-12-18
000429706 HEATHER LEE PRICE Current 2015-12-18

Office Location

Locality WAYVILLE
State SA
Postcode 5034
Country Australia

Financial services with the same postcode

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GEM CAPITAL FINANCIAL ADVICE PTY LTD 2018-01-18 Goodwood, SA 5034, Australia
GODDARD, RICHARD JEFFREY 2017-04-04 Millswood, SA 5034, Australia
RVN ADVISORY PTY. LTD. 2017-01-10 Wayville, SA 5034, Australia
MILLSWOOD BEAN CRUNCHERS PTY LTD 2016-10-14 Millswood, SA 5034, Australia
TR FINANCIAL SERVICES PTY LTD 2016-06-01 Wayville, SA 5034, Australia
EXELSUPER ADVICE PTY LTD 2012-11-12 Goodwood, SA 5034, Australia
FINANCE WISE GLOBAL SECURITIES PTY LTD 2011-03-01 Kings Park, SA 5034, Australia
HAYDEN FINANCIAL SERVICES PTY LTD 2003-11-18 Wayville, SA 5034, Australia
HOLDFAST INSURANCE BROKERS PTY. LTD. 2003-10-27 Wayville, SA 5034, Australia
KINSMEN SECURITIES LIMITED 2002-10-21 Wayville, SA 5034, Australia

Competitor

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Postal Code 5034

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.