GEM CAPITAL FINANCIAL ADVICE PTY LTD


Address: Goodwood, SA 5034, Australia

GEM CAPITAL FINANCIAL ADVICE PTY LTD (Licence# 000502836) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is January 18, 2018.

Service Overview

Register Name AFS Licence
Licence Name GEM CAPITAL FINANCIAL ADVICE PTY LTD
Licence Number 000502836
Licence ABN 40620781526
Issue Date 2018-01-18
Locality GOODWOOD
State SA
Postcode 5034
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000239369 SHANNON CORCORAN Current 2018-02-16
000239382 MARK ROBERT DRAPER Current 2018-02-16
000239383 MELISSA DRAPER Current 2018-02-16

Office Location

Locality GOODWOOD
State SA
Postcode 5034
Country Australia

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GODDARD, RICHARD JEFFREY 2017-04-04 Millswood, SA 5034, Australia
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TR FINANCIAL SERVICES PTY LTD 2016-06-01 Wayville, SA 5034, Australia
KAIZEN WEALTH PTY LTD 2015-12-09 Wayville, SA 5034, Australia
EXELSUPER ADVICE PTY LTD 2012-11-12 Goodwood, SA 5034, Australia
FINANCE WISE GLOBAL SECURITIES PTY LTD 2011-03-01 Kings Park, SA 5034, Australia
HAYDEN FINANCIAL SERVICES PTY LTD 2003-11-18 Wayville, SA 5034, Australia
HOLDFAST INSURANCE BROKERS PTY. LTD. 2003-10-27 Wayville, SA 5034, Australia
KINSMEN SECURITIES LIMITED 2002-10-21 Wayville, SA 5034, Australia

Competitor

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Postal Code 5034

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.