DIRECTION ADVICE GROUP PTY LTD


Address: Ballina, NSW 2478, Australia

DIRECTION ADVICE GROUP PTY LTD (Licence# 000492953) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 12, 2016.

Service Overview

Register Name AFS Licence
Licence Name DIRECTION ADVICE GROUP PTY LTD
Licence Number 000492953
Licence ABN 68614150533
Issue Date 2016-12-12
Locality BALLINA
State NSW
Postcode 2478
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000304082 NICHOLAS GRANT ROSE Current 2017-11-30
000310317 JASON PATRICK MCFADDEN Current 2017-11-02
001006049 BERENICE ROBERTS Current 2017-10-03
000310317 JASON PATRICK MCFADDEN Ceased 2017-01-19
000310317 JASON PATRICK MCFADDEN Ceased 2017-01-17

Office Location

Locality BALLINA
State NSW
Postcode 2478
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
CAPITAL ADVICE PARTNERS PTY LTD 2017-01-04 Ballina, NSW 2478, Australia
EVOLUTION ADVISORY PTY LTD 2011-10-31 Ballina, NSW 2478, Australia
ELRIG INVESTMENTS LIMITED 2011-09-12 Ballina, NSW 2478, Australia
FINANCIAL SENSE AUSTRALIA PTY LTD 2009-11-26 Lennox Head, NSW 2478, Australia
SNAPS INSURANCE PTY LTD 2009-07-14 Ballina, NSW 2478, Australia
CLARENCE PROPERTY CORPORATION LIMITED 2003-10-16 Ballina, NSW 2478, Australia

Financial services with the same locality

Service Name Issue Date Locality
CAPITAL ADVICE PARTNERS PTY LTD 2017-01-04 Ballina, NSW 2478, Australia
EVOLUTION ADVISORY PTY LTD 2011-10-31 Ballina, NSW 2478, Australia
ELRIG INVESTMENTS LIMITED 2011-09-12 Ballina, NSW 2478, Australia
SNAPS INSURANCE PTY LTD 2009-07-14 Ballina, NSW 2478, Australia
CLARENCE PROPERTY CORPORATION LIMITED 2003-10-16 Ballina, NSW 2478, Australia

Competitor

Search similar business entities

Postal Code 2478

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.