NICHOLAS GRANT ROSE

Licensee: DIRECTION ADVICE GROUP PTY LTD

NICHOLAS GRANT ROSE (Adviser# 000304082) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 30, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name NICHOLAS GRANT ROSE
Adviser Number 000304082
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2005
Financial Service (AFS) Licence Licence# 000492953
DIRECTION ADVICE GROUP PTY LTD
Licence Controlled By Jason MCFADDEN
Adviser Start Date 2017-11-30
Appointing Representative Name NINTO PTY LTD
Appointing Representative Number 001254948
Memberships SMSF Association

Authorisations to provide financial product advice

  • NICHOLAS GRANT ROSE
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services Kaplan
Bachelor of Business & Tourism Southern Cross University
Diploma of Financial Services Tribeca
Specialist SMSF Course The University of Adelaide

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000492953 DIRECTION ADVICE GROUP PTY LTD
Licence controlled by: Jason MCFADDEN
2017-11-30 - NINTO PTY LTD
000438759 NORTHERN RIVERS PRIVATE WEALTH PTY LTD 2017-05-26 - 2017-11-29 NINTO PTY LTD
000438759 NORTHERN RIVERS PRIVATE WEALTH PTY LTD 2016-09-29 - 2017-05-25 THE TRUSTEE FOR ROSE FAMILY TRUST
000438759 NORTHERN RIVERS PRIVATE WEALTH PTY LTD 2013-06-15 - 2016-09-28 NORTHERN RIVERS PRIVATE WEALTH PTY LTD
000223135 CAPSTONE FINANCIAL PLANNING PTY LTD 2006-08-17 - 2013-06-15 NICHOLAS GRANT ROSE

Licensee Information

Licence Name DIRECTION ADVICE GROUP PTY LTD
Licence Number 000492953

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.