PATRICIA MARY SYMONS (Adviser# 000245245) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 21, 2016.
| Register Name | Financial Advisers |
| Adviser Name | PATRICIA MARY SYMONS |
| Adviser Number | 000245245 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser ABN | 11208502892 |
| Adviser First Advice Year | 2001 |
| Financial Service (AFS) Licence |
Licence# 000223135 CAPSTONE FINANCIAL PLANNING PTY LTD |
| Licence ABN | 24093733969 |
| Adviser Start Date | 2016-12-21 |
| Appointing Representative Name | CLEVELAND FINANCIAL PLANNERS PTY LTD |
| Appointing Representative Number | 001250801 |
| Appointing Representative ABN | 64616211155 |
| Memberships | Association of Financial Advisers (AFA) |
| Further Restrictions | This authorised representative is only authorised to give class of product advice in relation to Securities. |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Planning | Mentor Education |
| Certificate IV in Finance and Mortgage Broking | Kaplan Professional Education |
| Margin Lending | Knowledge & Skills - Kaplan Professional Education |
| Risk Management for Financial Services Professionals | Integratec |
| Self Managed Superannuation Funds | Tribeca |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000223135 |
CAPSTONE FINANCIAL PLANNING PTY LTD
Further restrictions: This authorised representative is only authorised to give class of product advice in relation to Securities. |
2016-12-21 - | CLEVELAND FINANCIAL PLANNERS PTY LTD |
| 000236523 |
INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD Further restrictions: Direct Equities excludes direct equities advice |
2016-01-04 - 2016-04-25 | INFOCUS SECURITIES AUSTRALIA PTY LTD |
| 000240984 | HERITAGE BANK LIMITED | 2015-03-30 - 2015-07-30 | HERITAGE BANK LIMITED |
| 000230692 |
GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
2014-06-13 - 2015-01-21 | |
| 000224645 |
ELDERS FINANCIAL PLANNING PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED ~ ELDERS RURAL SERVICES AUSTRALIA LIMITED |
2012-09-14 - 2014-05-09 | |
| 000221557 |
MAGNITUDE GROUP PTY LTD
Licence controlled by: WESTPAC BANKING CORPORATION |
2012-07-02 - 2012-08-14 | |
| 000221896 | CUA MANAGEMENT PTY LTD | 2007-11-01 - 2010-08-01 |
| Licence Name | CAPSTONE FINANCIAL PLANNING PTY LTD |
| Licence Number | 000223135 |
| Licence ABN | 24093733969 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| BENJAMIN ROBERT JAMES ANDERSON | Capstone Financial Planning Pty Ltd | Current | 2018-08-03 |
| BRETT DAVID GRAHAM | Capstone Financial Planning Pty Ltd | Current | 2018-08-03 |
| ROHAN BENSTEAD | Capstone Financial Planning Pty Ltd | Current | 2018-07-26 |
| PATRICIA LOUISE HALE | Capstone Financial Planning Pty Ltd | Current | 2018-07-16 |
| MAYA JAYARAJAN | Capstone Financial Planning Pty Ltd | Current | 2018-07-15 |
| JOHN PATRICK ATHY | Capstone Financial Planning Pty Ltd | Current | 2018-07-07 |
| ELIZABETH HATTON | Capstone Financial Planning Pty Ltd | Current | 2018-07-07 |
| NEIL JAMES RISPIN | Capstone Financial Planning Pty Ltd | Current | 2018-07-02 |
| KIRSTY ELIZABETH RISPIN | Capstone Financial Planning Pty Ltd | Current | 2018-07-02 |
| KATRINA GAY | Capstone Financial Planning Pty Ltd | Current | 2018-07-01 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.