DION JAY GUAGLIARDO (Adviser# 000291287) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 16, 2014.
Register Name | Financial Advisers |
Adviser Name | DION JAY GUAGLIARDO |
Adviser Number | 000291287 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2003 |
Financial Service (AFS) Licence |
Licence# 000447657 100 DOORS PTY. LTD. |
Licence ABN | 69166153377 |
Licence Controlled By | 100 DOORS VENTURE CAPITAL PTY LTD |
Adviser Start Date | 2014-01-16 |
Appointing Representative Name | FORTRESS FINANCIAL PTY LTD |
Appointing Representative Number | 000311531 |
Appointing Representative ABN | 37124206999 |
Memberships | Financial Planning Association of Australia (FPA) |
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Qualification / Degree | Institute / School |
---|---|
Diploma of Financial Planning (DFP) | Deakin University |
Masters of Business Administration (MBA) | University of Western Australia |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000447657 |
100 DOORS PTY. LTD.
Licence controlled by: 100 DOORS VENTURE CAPITAL PTY LTD |
2014-01-16 - | FORTRESS FINANCIAL PTY LTD |
000238375 |
WILSONS ADVISORY AND STOCKBROKING LIMITED
Licence controlled by: PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED [Date Ceased: 29/02/2016] ~ WILSONS HOLDING COMPANY PTY LTD |
2011-09-01 - 2014-01-15 | DION JAY GUAGLIARDO |
000331840 | AFFIRMATIVE FINANCIAL SERVICES PTY LTD | 2010-08-26 - 2012-01-10 | DION JAY GUAGLIARDO |
000230692 |
GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
2007-03-21 - 2010-08-25 | DION JAY GUAGLIARDO |
Licence Name | 100 DOORS PTY. LTD. |
Licence Number | 000447657 |
Licence ABN | 69166153377 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
REBECCA MAHER | 100 Doors Pty. Ltd. | Current | 2017-07-13 |
JONATHAN ROSS FYFE | 100 Doors Pty. Ltd. | Current | 2015-07-01 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
REBECCA MAHER | 100 Doors Pty. Ltd. | Current | 2017-07-13 |
JONATHAN ROSS FYFE | 100 Doors Pty. Ltd. | Current | 2015-07-01 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.