DION JAY GUAGLIARDO


Licensee: 100 DOORS PTY. LTD.

DION JAY GUAGLIARDO (Adviser# 000291287) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 16, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name DION JAY GUAGLIARDO
Adviser Number 000291287
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2003
Financial Service (AFS) Licence Licence# 000447657
100 DOORS PTY. LTD.
Licence ABN 69166153377
Licence Controlled By 100 DOORS VENTURE CAPITAL PTY LTD
Adviser Start Date 2014-01-16
Appointing Representative Name FORTRESS FINANCIAL PTY LTD
Appointing Representative Number 000311531
Appointing Representative ABN 37124206999
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • DION JAY GUAGLIARDO
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Planning (DFP) Deakin University
Masters of Business Administration (MBA) University of Western Australia

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000447657 100 DOORS PTY. LTD.
Licence controlled by: 100 DOORS VENTURE CAPITAL PTY LTD
2014-01-16 - FORTRESS FINANCIAL PTY LTD
000238375 WILSONS ADVISORY AND STOCKBROKING LIMITED
Licence controlled by: PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED [Date Ceased: 29/02/2016] ~ WILSONS HOLDING COMPANY PTY LTD
2011-09-01 - 2014-01-15 DION JAY GUAGLIARDO
000331840 AFFIRMATIVE FINANCIAL SERVICES PTY LTD 2010-08-26 - 2012-01-10 DION JAY GUAGLIARDO
000230692 GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2007-03-21 - 2010-08-25 DION JAY GUAGLIARDO

Licensee Information

Licence Name 100 DOORS PTY. LTD.
Licence Number 000447657
Licence ABN 69166153377

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
REBECCA MAHER 100 Doors Pty. Ltd. Current 2017-07-13
JONATHAN ROSS FYFE 100 Doors Pty. Ltd. Current 2015-07-01

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
REBECCA MAHER 100 Doors Pty. Ltd. Current 2017-07-13
JONATHAN ROSS FYFE 100 Doors Pty. Ltd. Current 2015-07-01

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.