PAUL HODGSON


Licensee: ESI FINANCIAL SERVICES PTY LTD

PAUL HODGSON (Adviser# 000343126) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 6, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name PAUL HODGSON
Adviser Number 000343126
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2001
Financial Service (AFS) Licence Licence# 000224952
ESI FINANCIAL SERVICES PTY LTD
Licence ABN 93101428782
Licence Controlled By ELECTRICITY SUPPLY INDUSTRY SUPERANNUATION (QLD) LTD.
Adviser Start Date 2017-06-06
Appointing Representative Name ESI FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000224952
Appointing Representative ABN 93101428782
Further Restrictions Licensee maintains an Approved Product List and advisers restricted to operate within this.

Authorisations to provide financial product advice

  • PAUL HODGSON
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Planning Financial Planning Association (FPA)

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000224952 ESI FINANCIAL SERVICES PTY LTD
Licence controlled by: ELECTRICITY SUPPLY INDUSTRY SUPERANNUATION (QLD) LTD.
Further restrictions: Licensee maintains an Approved Product List and advisers restricted to operate within this.
2017-06-06 - ESI FINANCIAL SERVICES PTY LTD
000377659 FINERGY SOLUTIONS PTY LTD
Licence controlled by: GALLAGHER BENEFIT SERVICES PTY LTD
2015-11-18 - 2017-04-05 FINERGY PRIVATE WEALTH PTY LTD
000234665 CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
2014-06-27 - 2015-09-04 CHARTER FINANCIAL PLANNING LIMITED
000239117 MAP FINANCIAL PLANNING PTY LTD
Licence controlled by: MAP FUNDS MANAGEMENT PTY LTD
2012-10-24 - 2014-04-07
000237898 BENDIGO FINANCIAL PLANNING LIMITED
Licence controlled by: BENDIGO AND ADELAIDE BANK LIMITED
2011-10-03 - 2012-10-20
000223477 KNM SERVICES PTY LTD
Licence controlled by: POYNTER HARGRAVES FINANCIAL CONSULTANTS PTY LTD [Date Ceased: 18/05/2018]
2009-01-12 - 2011-10-03

Licensee Information

Licence Name ESI FINANCIAL SERVICES PTY LTD
Licence Number 000224952
Licence ABN 93101428782

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MICHAEL JOHN PAGEL Esi Financial Services Pty Ltd Current 2018-05-10
BENJAMIN WAISAVU Esi Financial Services Pty Ltd Current 2018-05-08
BEN MARSHALL Esi Financial Services Pty Ltd Current 2017-09-26
ADELE LOUISE FISK Esi Financial Services Pty Ltd Current 2017-08-30
JOSH GUPTA Esi Financial Services Pty Ltd Ceased 2016-10-14
LAURENCE ROY SMITH Esi Financial Services Pty Ltd Current 2016-10-12
VINCENT THOMAS MARTIN Esi Financial Services Pty Ltd Ceased 2016-10-10
ROXANNE TURNER Esi Financial Services Pty Ltd Current 2016-08-02
SHIONA HARGEN Esi Financial Services Pty Ltd Current 2016-06-21
NICOLA BREEZE Esi Financial Services Pty Ltd Ceased 2016-05-16

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.