ASHOK SHERWAL (Adviser# 000446941) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 6, 2018.
| Register Name | Financial Advisers |
| Adviser Name | ASHOK SHERWAL |
| Adviser Number | 000446941 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2013 |
| Financial Service (AFS) Licence |
Licence# 000306946 STATE ADVICE PTY LTD |
| Licence ABN | 99008298271 |
| Licence Controlled By | PADEJORE PROPRIETARY LIMITED |
| Adviser Start Date | 2018-03-06 |
| Appointing Representative Name | STATE ADVICE PTY LTD |
| Appointing Representative Number | 000306946 |
| Appointing Representative ABN | 99008298271 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Planning | Mentor Education |
| Diploma of Financial Services (Financial Planning) | International Institute of Technology |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000306946 |
STATE ADVICE PTY LTD
Licence controlled by: PADEJORE PROPRIETARY LIMITED |
2018-03-06 - | STATE ADVICE PTY LTD |
| 000307248 |
DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018] |
2017-03-06 - 2017-10-23 | DOVER FINANCIAL ADVISERS PTY LTD |
| 000385827 |
INVESTORS DIRECT FINANCIAL PLANNING PTY LTD
Licence controlled by: INVESTORS DIRECT FINANCIAL GROUP PTY LTD |
2016-09-06 - 2017-02-08 | COOBER AUSTRALIA PTY. LTD. |
| 000433250 | WEALTH & RISK MANAGEMENT PTY LTD | 2015-07-22 - 2016-05-04 | WEALTH & RISK MANAGEMENT PTY LTD |
| 000278161 | THE COMPLETE PLANNER PTY LTD | 2013-10-07 - 2015-07-20 | THE COMPLETE PLANNER PTY LTD |
| Licence Name | STATE ADVICE PTY LTD |
| Licence Number | 000306946 |
| Licence ABN | 99008298271 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DAVID ANTHONY WYND | State Advice Pty Ltd | Ceased | 2017-08-17 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DAVID ANTHONY WYND | State Advice Pty Ltd | Ceased | 2017-08-17 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.