SIMON WHITELEY (Adviser# 001002655) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is September 3, 2014.
| Register Name | Financial Advisers |
| Adviser Name | SIMON WHITELEY |
| Adviser Number | 001002655 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2005 |
| Financial Service (AFS) Licence |
Licence# 000232595 HSBC BANK AUSTRALIA LIMITED |
| Licence ABN | 48006434162 |
| Adviser Start Date | 2014-09-03 |
| Adviser End Date | 2017-05-10 |
| Appointing Representative Name | HSBC BANK AUSTRALIA LIMITED |
| Appointing Representative Number | 000232595 |
| Appointing Representative ABN | 48006434162 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000232595 | HSBC BANK AUSTRALIA LIMITED | 2014-09-03 - 2017-05-10 | HSBC BANK AUSTRALIA LIMITED |
| 000321972 | HENDERSON MAXWELL PTY LTD | 2013-07-31 - 2014-05-22 | |
| 000240975 |
EQUITY TRUSTEES LIMITED
Licence controlled by: EQT Holdings Limited |
2008-10-01 - 2013-06-30 |
| Licence Name | HSBC BANK AUSTRALIA LIMITED |
| Licence Number | 000232595 |
| Licence ABN | 48006434162 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| YINAN XING | Hsbc Bank Australia Limited | Current | 2017-04-21 |
| XIAO YI WANG | Hsbc Bank Australia Limited | Ceased | 2017-03-10 |
| TIM VEAL | Hsbc Bank Australia Limited | Ceased | 2015-02-13 |
| MICHAEL SUN | Hsbc Bank Australia Limited | Ceased | 2014-08-12 |
| JOYIE CHOI | Hsbc Bank Australia Limited | Ceased | 2013-11-04 |
| SARAH TOH | Hsbc Bank Australia Limited | Ceased | 2009-09-17 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| YINAN XING | Hsbc Bank Australia Limited | Current | 2017-04-21 |
| XIAO YI WANG | Hsbc Bank Australia Limited | Ceased | 2017-03-10 |
| TIM VEAL | Hsbc Bank Australia Limited | Ceased | 2015-02-13 |
| MICHAEL SUN | Hsbc Bank Australia Limited | Ceased | 2014-08-12 |
| JOYIE CHOI | Hsbc Bank Australia Limited | Ceased | 2013-11-04 |
| SARAH TOH | Hsbc Bank Australia Limited | Ceased | 2009-09-17 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.