NATHAN JOHN BROPHY (Adviser# 001003404) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 17, 2017.
| Register Name | Financial Advisers |
| Adviser Name | NATHAN JOHN BROPHY |
| Adviser Number | 001003404 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2009 |
| Financial Service (AFS) Licence |
Licence# 000233714 WESTPAC BANKING CORPORATION |
| Licence ABN | 33007457141 |
| Licence Controlled By | WESTPAC BANKING CORPORATION |
| Adviser Start Date | 2017-10-17 |
| Appointing Representative Name | WESTPAC BANKING CORPORATION |
| Appointing Representative Number | 000233714 |
| Appointing Representative ABN | 33007457141 |
| Memberships | Financial Planning Association of Australia (FPA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma of Financial Services (Financial Planning) | Financial Services Institute of Australasia (FINSIA) |
| Graduate Certificate of Financial Planning | Financial Services Institute of Australasia (FINSIA) |
| Graduate Diploma of Applied Finance | Kaplan |
| Margin Lending and Geared Investments | Kaplan |
| Self Managed Superannuation Funds | Kaplan |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000233714 |
WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION |
2017-10-17 - | WESTPAC BANKING CORPORATION |
| 000485683 | MY DEDICATED ADVISORY PTY LTD | 2016-07-11 - 2017-08-18 | MY DEDICATED ADVISORY PTY LTD |
| 000230689 |
APOGEE FINANCIAL PLANNING LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED |
2015-09-30 - 2016-07-11 | APOGEE FINANCIAL PLANNING LIMITED |
| 000234527 |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED Further restrictions: Not Permitted - SMSF |
2014-06-23 - 2015-08-14 | AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
| Licence Name | WESTPAC BANKING CORPORATION |
| Licence Number | 000233714 |
| Licence ABN | 33007457141 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| YING ZHU | Westpac Banking Corporation | Current | 2018-06-19 |
| PAUL DAO | Westpac Banking Corporation | Current | 2018-05-08 |
| ADAM SULLIVAN | Westpac Banking Corporation | Current | 2018-04-23 |
| LUCINDA NUTTING | Westpac Banking Corporation | Current | 2018-04-18 |
| WEIFENG DONG | Westpac Banking Corporation | Current | 2018-04-13 |
| GREY GONZALES | Westpac Banking Corporation | Current | 2018-03-23 |
| MICHAEL AZZI | Westpac Banking Corporation | Current | 2018-02-20 |
| XIAO HE | Westpac Banking Corporation | Current | 2018-02-19 |
| ANDREW FERGUSON | Westpac Banking Corporation | Current | 2018-02-09 |
| ERIN LANE | Westpac Banking Corporation | Current | 2017-12-12 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.