CHRISTOPHER BASIL BAILEY (Adviser# 001249828) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 8, 2018.
Register Name | Financial Advisers |
Adviser Name | CHRISTOPHER BASIL BAILEY |
Adviser Number | 001249828 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser ABN | 65940277185 |
Adviser First Advice Year | 2013 |
Financial Service (AFS) Licence |
Licence# 000337927 SANLAM PRIVATE WEALTH PTY LTD |
Licence ABN | 18136960775 |
Adviser Start Date | 2018-03-08 |
Appointing Representative Name | BAILEY & CO. WEALTH MANAGEMENT PTY. LTD. |
Appointing Representative Number | 001248798 |
Appointing Representative ABN | 71609612197 |
Memberships | Association of Independently Owned Financial Professionals (AIOFP) |
Further Restrictions | Deposit and Payment Products limited to Basic Deposit Products |
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Qualification / Degree | Institute / School |
---|---|
Core 1 Securities & Managed Investments Accreditation Program | Deakin Prime |
Diploma of Financial Planning | Monarch Institute |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000337927 |
SANLAM PRIVATE WEALTH PTY LTD
Further restrictions: Deposit and Payment Products limited to Basic Deposit Products |
2018-03-08 - | BAILEY & CO. WEALTH MANAGEMENT PTY. LTD. |
000409535 |
STEWARDS CAPITAL GROUP PTY LTD
Licence controlled by: HARRIS FRASER GROUP LIMITED Further restrictions: margin lending approval required,smsf approval required |
2017-05-01 - 2018-03-08 | STEWARDS CAPITAL GROUP PTY LTD |
000236048 |
SHAW AND PARTNERS LIMITED
Further restrictions: MDA services |
2016-11-21 - 2017-02-28 | SHAW AND PARTNERS LIMITED |
000238168 | NOVUS CAPITAL LIMITED | 2016-01-01 - 2016-11-18 | |
000465263 |
YOC SECURITIES PTY LTD
Licence controlled by: YOC HOLDINGS PTY LTD |
2015-10-02 - 2016-01-01 | |
000314614 | AMALGAMATED AUSTRALIAN INVESTMENT SOLUTIONS PTY LIMITED | 2014-01-01 - 2015-08-15 |
Licence Name | SANLAM PRIVATE WEALTH PTY LTD |
Licence Number | 000337927 |
Licence ABN | 18136960775 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
SARAH EMILY KING | Sanlam Private Wealth Pty Ltd | Current | 2017-11-02 |
CHRIS BRYCKI | Sanlam Private Wealth Pty Ltd | Current | 2017-08-01 |
MATTHEW JOHN RUDD | Sanlam Private Wealth Pty Ltd | Current | 2017-08-01 |
GLEN KEANE | Sanlam Private Wealth Pty Ltd | Current | 2015-08-14 |
ALEXANDER STUART DOUGLAS | Sanlam Private Wealth Pty Ltd | Ceased | 2015-06-12 |
DAVID NOWACKI | Sanlam Private Wealth Pty Ltd | Current | 2014-09-29 |
NEIL STACE | Sanlam Private Wealth Pty Ltd | Current | 2012-05-04 |
SELWYN RICHARD HERRING | Sanlam Private Wealth Pty Ltd | Current | 2012-03-12 |
JUSTUS STALS | Sanlam Private Wealth Pty Ltd | Current | 2011-08-31 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
SARAH EMILY KING | Sanlam Private Wealth Pty Ltd | Current | 2017-11-02 |
CHRIS BRYCKI | Sanlam Private Wealth Pty Ltd | Current | 2017-08-01 |
MATTHEW JOHN RUDD | Sanlam Private Wealth Pty Ltd | Current | 2017-08-01 |
GLEN KEANE | Sanlam Private Wealth Pty Ltd | Current | 2015-08-14 |
ALEXANDER STUART DOUGLAS | Sanlam Private Wealth Pty Ltd | Ceased | 2015-06-12 |
DAVID NOWACKI | Sanlam Private Wealth Pty Ltd | Current | 2014-09-29 |
NEIL STACE | Sanlam Private Wealth Pty Ltd | Current | 2012-05-04 |
SELWYN RICHARD HERRING | Sanlam Private Wealth Pty Ltd | Current | 2012-03-12 |
JUSTUS STALS | Sanlam Private Wealth Pty Ltd | Current | 2011-08-31 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.