CHRISTOPHER BASIL BAILEY


Licensee: SANLAM PRIVATE WEALTH PTY LTD

CHRISTOPHER BASIL BAILEY (Adviser# 001249828) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 8, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name CHRISTOPHER BASIL BAILEY
Adviser Number 001249828
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser ABN 65940277185
Adviser First Advice Year 2013
Financial Service (AFS) Licence Licence# 000337927
SANLAM PRIVATE WEALTH PTY LTD
Licence ABN 18136960775
Adviser Start Date 2018-03-08
Appointing Representative Name BAILEY & CO. WEALTH MANAGEMENT PTY. LTD.
Appointing Representative Number 001248798
Appointing Representative ABN 71609612197
Memberships Association of Independently Owned Financial Professionals (AIOFP)
Further Restrictions Deposit and Payment Products limited to Basic Deposit Products

Authorisations to provide financial product advice

  • CHRISTOPHER BASIL BAILEY
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Core 1 Securities & Managed Investments Accreditation Program Deakin Prime
Diploma of Financial Planning Monarch Institute

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000337927 SANLAM PRIVATE WEALTH PTY LTD
Further restrictions: Deposit and Payment Products limited to Basic Deposit Products
2018-03-08 - BAILEY & CO. WEALTH MANAGEMENT PTY. LTD.
000409535 STEWARDS CAPITAL GROUP PTY LTD
Licence controlled by: HARRIS FRASER GROUP LIMITED
Further restrictions: margin lending approval required,smsf approval required
2017-05-01 - 2018-03-08 STEWARDS CAPITAL GROUP PTY LTD
000236048 SHAW AND PARTNERS LIMITED
Further restrictions: MDA services
2016-11-21 - 2017-02-28 SHAW AND PARTNERS LIMITED
000238168 NOVUS CAPITAL LIMITED 2016-01-01 - 2016-11-18
000465263 YOC SECURITIES PTY LTD
Licence controlled by: YOC HOLDINGS PTY LTD
2015-10-02 - 2016-01-01
000314614 AMALGAMATED AUSTRALIAN INVESTMENT SOLUTIONS PTY LIMITED 2014-01-01 - 2015-08-15

Licensee Information

Licence Name SANLAM PRIVATE WEALTH PTY LTD
Licence Number 000337927
Licence ABN 18136960775

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SARAH EMILY KING Sanlam Private Wealth Pty Ltd Current 2017-11-02
CHRIS BRYCKI Sanlam Private Wealth Pty Ltd Current 2017-08-01
MATTHEW JOHN RUDD Sanlam Private Wealth Pty Ltd Current 2017-08-01
GLEN KEANE Sanlam Private Wealth Pty Ltd Current 2015-08-14
ALEXANDER STUART DOUGLAS Sanlam Private Wealth Pty Ltd Ceased 2015-06-12
DAVID NOWACKI Sanlam Private Wealth Pty Ltd Current 2014-09-29
NEIL STACE Sanlam Private Wealth Pty Ltd Current 2012-05-04
SELWYN RICHARD HERRING Sanlam Private Wealth Pty Ltd Current 2012-03-12
JUSTUS STALS Sanlam Private Wealth Pty Ltd Current 2011-08-31

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SARAH EMILY KING Sanlam Private Wealth Pty Ltd Current 2017-11-02
CHRIS BRYCKI Sanlam Private Wealth Pty Ltd Current 2017-08-01
MATTHEW JOHN RUDD Sanlam Private Wealth Pty Ltd Current 2017-08-01
GLEN KEANE Sanlam Private Wealth Pty Ltd Current 2015-08-14
ALEXANDER STUART DOUGLAS Sanlam Private Wealth Pty Ltd Ceased 2015-06-12
DAVID NOWACKI Sanlam Private Wealth Pty Ltd Current 2014-09-29
NEIL STACE Sanlam Private Wealth Pty Ltd Current 2012-05-04
SELWYN RICHARD HERRING Sanlam Private Wealth Pty Ltd Current 2012-03-12
JUSTUS STALS Sanlam Private Wealth Pty Ltd Current 2011-08-31

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.