PETER JOHN GERAGHTY

Licensee: AIW DEALER SERVICES PTY LTD

PETER JOHN GERAGHTY (Adviser# 000246392) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 28, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name PETER JOHN GERAGHTY
Adviser Number 000246392
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser ABN 68097304156
Adviser First Advice Year 1999
Financial Service (AFS) Licence Licence# 000414256
AIW DEALER SERVICES PTY LTD
Licence ABN 59153322420
Licence Controlled By ASTUTE HOLDINGS GROUP PTY LTD
Adviser Start Date 2015-09-28
Appointing Representative Name AIW DEALER SERVICES PTY LTD
Appointing Representative Number 000414256
Appointing Representative ABN 59153322420

Authorisations to provide financial product advice

  • PETER JOHN GERAGHTY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Financial Planning Certification Course CPA Australia
PS146 Integratec Training Pty Limited
Self Managed Superannuation Funds Kaplan Education Pty Limited

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000414256 AIW DEALER SERVICES PTY LTD
Licence controlled by: ASTUTE HOLDINGS GROUP PTY LTD
2015-09-28 - AIW DEALER SERVICES PTY LTD
000240687 SECURITOR FINANCIAL GROUP LTD
Licence controlled by: WESTPAC BANKING CORPORATION
Further restrictions: This adviser is also authorised to provide personal advice on managed discretionary accounts provided only on a regulated platform
2003-12-01 - 2015-09-28 SECURITOR FINANCIAL GROUP LTD

Licensee Information

Licence Name AIW DEALER SERVICES PTY LTD
Licence Number 000414256
Licence ABN 59153322420

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRISTOPHER DENYER Aiw Dealer Services Pty Ltd Current 2018-08-07
JAKOBUS WYNAND GILLILAND Aiw Dealer Services Pty Ltd Current 2018-06-01
JOHN-PAUL RIGHETTI Aiw Dealer Services Pty Ltd Current 2018-05-14
RACHAEL HAMMOND Aiw Dealer Services Pty Ltd Current 2018-04-23
TRACEY KITSON Aiw Dealer Services Pty Ltd Current 2018-02-12
CHRISTOPHER CHUNG Aiw Dealer Services Pty Ltd Current 2017-10-23
MICHAEL OZGA Aiw Dealer Services Pty Ltd Current 2017-01-10
BRETT JACE GROCKE Aiw Dealer Services Pty Ltd Current 2017-01-03
KERRY ANN MANTHEY Aiw Dealer Services Pty Ltd Ceased 2016-10-27
HAROLD ANDREW TSIAMIS Aiw Dealer Services Pty Ltd Ceased 2016-09-05

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.