STEPHEN ROGER KLEIN (Adviser# 000277563) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 6, 2018.
| Register Name | Financial Advisers |
| Adviser Name | STEPHEN ROGER KLEIN |
| Adviser Number | 000277563 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser ABN | 61749192956 |
| Adviser First Advice Year | 1983 |
| Financial Service (AFS) Licence |
Licence# 000472548 RIMBAL INVESTMENT SERVICES PTY LTD |
| Licence ABN | 73600166774 |
| Adviser Start Date | 2018-07-06 |
| Appointing Representative Name | RIMBAL INVESTMENT SERVICES PTY LTD |
| Appointing Representative Number | 000472548 |
| Appointing Representative ABN | 73600166774 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Certified Financial Planner | FPA |
| Diploma of Financial Planning | FPA |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000472548 | RIMBAL INVESTMENT SERVICES PTY LTD | 2018-07-06 - | RIMBAL INVESTMENT SERVICES PTY LTD |
| 000307248 |
DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018] |
2016-06-21 - 2018-07-03 | DOVER FINANCIAL ADVISERS PTY LTD |
| 000238141 |
RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD.
Further restrictions: This financial adviser is not authorised to give advice in SMSF. |
2009-06-17 - 2016-06-20 | RISK AND INVESTMENT ADVISORS AUSTRALIA PTY. LTD. |
| 000234716 | MORRISON CARR AUSTRALIA PTY LIMITED | 2009-04-01 - 2009-05-05 | STEPHEN ROGER KLEIN |
| 000244252 |
MILLENNIUM 3 FINANCIAL SERVICES PTY LTD
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
2007-07-16 - 2009-04-29 | STEPHEN ROGER KLEIN |
| 000231249 | SHACKLETON SOUTH PTY LIMITED | 2005-12-06 - 2007-07-16 | STEPHEN ROGER KLEIN |
| 000247222 | AMUNDSEN PTY LIMITED | 2004-06-22 - 2005-12-06 | STEPHEN ROGER KLEIN |
| Licence Name | RIMBAL INVESTMENT SERVICES PTY LTD |
| Licence Number | 000472548 |
| Licence ABN | 73600166774 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| PETA BILLIE-DAWN RAFFERTY | Rimbal Investment Services Pty Ltd | Current | 2018-08-22 |
| PAUL OVCHINNIKOFF | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| CONSTANTINE SCORTIS | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| MARGARET AYLAN TAN | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| WILLIAM CHONG | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| THEODORE GORDON HARRY ELLIS | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| MICHAEL JOHN FOSTER | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| FRANK KINGSLEY BENJAMIN | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| LAWRENCE REGINALD SAWYER | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
| MICK STEFFAN | Rimbal Investment Services Pty Ltd | Current | 2018-07-06 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.