NICHOLAS CHING-VERN CHUAH (Adviser# 000291384) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 28, 2018.
| Register Name | Financial Advisers |
| Adviser Name | NICHOLAS CHING-VERN CHUAH |
| Adviser Number | 000291384 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2005 |
| Financial Service (AFS) Licence |
Licence# 000331535 MANDALAY WEALTH MANAGEMENT PTY LTD |
| Licence ABN | 31132276576 |
| Adviser Start Date | 2018-06-28 |
| Appointing Representative Name | MANDALAY WEALTH MANAGEMENT PTY LTD |
| Appointing Representative Number | 000331535 |
| Appointing Representative ABN | 31132276576 |
| Memberships |
Financial Planning Association of Australia (FPA) SMSF Association |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Business | University of Technology Sydney (UTS) |
| Cavendish & ICFS Specialist SMSF Course | The University of Adelaide |
| DPML Margin Lending | Pinnacle Financial Services Academy |
| Diploma of Financial Services (Financial Planning) | Kaplan Professional |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000331535 | MANDALAY WEALTH MANAGEMENT PTY LTD | 2018-06-28 - | MANDALAY WEALTH MANAGEMENT PTY LTD |
| 000307248 |
DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018] |
2017-09-13 - 2018-07-06 | DOVER FINANCIAL ADVISERS PTY LTD |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: Authorised to provide personal financial product advice to retail clients on MDA services. MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2011-08-15 - 2017-08-03 | AMP FINANCIAL PLANNING PTY LIMITED |
| Licence Name | MANDALAY WEALTH MANAGEMENT PTY LTD |
| Licence Number | 000331535 |
| Licence ABN | 31132276576 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| SHARON MAREE OSBORN | Mandalay Wealth Management Pty Ltd | Current | 2018-08-12 |
| MICHAEL CHRISTOPHER LEHNER | Mandalay Wealth Management Pty Ltd | Ceased | 2017-06-01 |
| JONATHAN FRANCO CATTANA | Mandalay Wealth Management Pty Ltd | Ceased | 2015-09-28 |
| WAN SOON KANG | Mandalay Wealth Management Pty Ltd | Current | 2011-11-30 |
| HAN SPENDLOVE | Mandalay Wealth Management Pty Ltd | Current | 2008-12-20 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| SHARON MAREE OSBORN | Mandalay Wealth Management Pty Ltd | Current | 2018-08-12 |
| MICHAEL CHRISTOPHER LEHNER | Mandalay Wealth Management Pty Ltd | Ceased | 2017-06-01 |
| JONATHAN FRANCO CATTANA | Mandalay Wealth Management Pty Ltd | Ceased | 2015-09-28 |
| WAN SOON KANG | Mandalay Wealth Management Pty Ltd | Current | 2011-11-30 |
| HAN SPENDLOVE | Mandalay Wealth Management Pty Ltd | Current | 2008-12-20 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.