JONATHAN FRANCO CATTANA (Adviser# 001001225) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is September 28, 2015.
| Register Name | Financial Advisers |
| Adviser Name | JONATHAN FRANCO CATTANA |
| Adviser Number | 001001225 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2009 |
| Financial Service (AFS) Licence |
Licence# 000331535 MANDALAY WEALTH MANAGEMENT PTY LTD |
| Licence ABN | 31132276576 |
| Adviser Start Date | 2015-09-28 |
| Adviser End Date | 2017-06-30 |
| Appointing Representative Name | MANDALAY WEALTH MANAGEMENT PTY LTD |
| Appointing Representative Number | 000331535 |
| Appointing Representative ABN | 31132276576 |
| Disciplinary Action Start Date | 27/03/2007 |
| Disciplinary Action End Date | 27/03/2009 |
| Disciplinary Action Type | Disciplinary action manually added. |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000331535 | MANDALAY WEALTH MANAGEMENT PTY LTD | 2015-09-28 - 2017-06-30 | MANDALAY WEALTH MANAGEMENT PTY LTD |
| 000330757 |
ALPHA SECURITIES PTY LTD
Further restrictions: ASX exchange traded derivatives only |
2014-12-22 - 2015-09-25 | HABIT FINANCIAL PTY LTD |
| 000426927 | HABITUS CAPITAL PTY LTD | 2012-11-27 - 2014-02-11 | |
| 000292464 |
LONGHOU CAPITAL MARKETS PTY LTD
Licence controlled by: Longhou Investment Holdings Pty Ltd ~ SOUTHERN FOREST INVESTMENT PTY LTD [Date Ceased: 19/04/2016] |
2009-03-03 - 2012-11-26 |
| Licence Name | MANDALAY WEALTH MANAGEMENT PTY LTD |
| Licence Number | 000331535 |
| Licence ABN | 31132276576 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| SHARON MAREE OSBORN | Mandalay Wealth Management Pty Ltd | Current | 2018-08-12 |
| NICHOLAS CHING-VERN CHUAH | Mandalay Wealth Management Pty Ltd | Current | 2018-06-28 |
| MICHAEL CHRISTOPHER LEHNER | Mandalay Wealth Management Pty Ltd | Ceased | 2017-06-01 |
| WAN SOON KANG | Mandalay Wealth Management Pty Ltd | Current | 2011-11-30 |
| HAN SPENDLOVE | Mandalay Wealth Management Pty Ltd | Current | 2008-12-20 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| SHARON MAREE OSBORN | Mandalay Wealth Management Pty Ltd | Current | 2018-08-12 |
| NICHOLAS CHING-VERN CHUAH | Mandalay Wealth Management Pty Ltd | Current | 2018-06-28 |
| MICHAEL CHRISTOPHER LEHNER | Mandalay Wealth Management Pty Ltd | Ceased | 2017-06-01 |
| WAN SOON KANG | Mandalay Wealth Management Pty Ltd | Current | 2011-11-30 |
| HAN SPENDLOVE | Mandalay Wealth Management Pty Ltd | Current | 2008-12-20 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.