NICHOLAS JAMES GRAHAM

Licensee: GPS WEALTH LTD

NICHOLAS JAMES GRAHAM (Adviser# 000318166) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 13, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name NICHOLAS JAMES GRAHAM
Adviser Number 000318166
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000254544
GPS WEALTH LTD
Licence ABN 17005482726
Licence Controlled By EASTON INVESTMENTS LIMITED
Adviser Start Date 2018-06-13
Appointing Representative Name QUEST FINANCIAL MANAGEMENT PTY LTD
Appointing Representative Number 000341692
Appointing Representative ABN 16138913676
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • NICHOLAS JAMES GRAHAM
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma Financial Planning - Kaplan
Bachelor Degree Commerce - Wollongong University
Self Managed Superannuation Funds Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000254544 GPS WEALTH LTD
Licence controlled by: EASTON INVESTMENTS LIMITED
2018-06-13 - QUEST FINANCIAL MANAGEMENT PTY LTD
000230692 GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2017-02-11 - 2018-06-12 GWM ADVISER SERVICES LIMITED
000230692 GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2015-08-19 - 2017-02-10 GWM ADVISER SERVICES LIMITED
000230689 APOGEE FINANCIAL PLANNING LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2013-09-11 - 2015-08-19 APOGEE FINANCIAL PLANNING LIMITED
000237590 FINANCIAL SERVICES PARTNERS PTY LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
2009-10-09 - 2013-09-12
000238478 FUTURO FINANCIAL SERVICES PTY LTD
Licence controlled by: HIGHFIELD GROUP PTY LTD
2009-02-16 - 2009-05-07
000237590 FINANCIAL SERVICES PARTNERS PTY LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
2007-10-02 - 2011-01-28

Licensee Information

Licence Name GPS WEALTH LTD
Licence Number 000254544
Licence ABN 17005482726

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
LESLEY ANNE CROSS Gps Wealth Ltd Current 2018-08-27
PRISCILLA HARRIET STRELOW Gps Wealth Ltd Current 2018-08-27
KIM MOONEY Gps Wealth Ltd Current 2018-08-13
GAMBHIR WATTS Gps Wealth Ltd Current 2018-08-13
CLAIRE MARTIN Gps Wealth Ltd Current 2018-08-10
LEIGH VICTOR VELLA Gps Wealth Ltd Current 2018-07-26
JOHN PAUL EDWARDS Gps Wealth Ltd Current 2018-07-26
ANDREW JAMES HAYNES Gps Wealth Ltd Current 2018-07-12
MARK NOEL WORRALL Gps Wealth Ltd Current 2018-07-10
ALEXANDAR BOZINOVSKI Gps Wealth Ltd Current 2018-07-02

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.