ALEX KRUGER-KOSTAVA

Licensee: BALLAST FINANCIAL MANAGEMENT PTY LTD

ALEX KRUGER-KOSTAVA (Adviser# 000439279) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 15, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name ALEX KRUGER-KOSTAVA
Adviser Number 000439279
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2010
Financial Service (AFS) Licence Licence# 000233180
BALLAST FINANCIAL MANAGEMENT PTY LTD
Licence ABN 41086601041
Adviser Start Date 2015-08-15
Appointing Representative Name EMPLOYMENT HERO FINANCIAL SERVICES PTY LTD
Appointing Representative Number 001234046
Appointing Representative ABN 58606879663

Authorisations to provide financial product advice

  • ALEX KRUGER-KOSTAVA
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma Financial Planning - Kaplan
Diploma Finance and Mortgage Broking - AAMC
Diploma Financial Planning - Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000233180 BALLAST FINANCIAL MANAGEMENT PTY LTD 2015-08-15 - EMPLOYMENT HERO FINANCIAL SERVICES PTY LTD
000230690 GODFREY PEMBROKE LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2013-05-06 - 2015-08-14 GODFREY PEMBROKE LIMITED
000258853 ANNE STREET PARTNERS FINANCIAL SERVICES PTY LTD
Licence controlled by: Mayfair Limited
2009-08-03 - 2011-12-16

Licensee Information

Licence Name BALLAST FINANCIAL MANAGEMENT PTY LTD
Licence Number 000233180
Licence ABN 41086601041

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
GREG MAGUIRE Ballast Financial Management Pty Ltd Current 2018-04-11
DANIEL JAMES MAGUIRE Ballast Financial Management Pty Ltd Current 2018-04-11
WAYNE BLAZEJCZYK Ballast Financial Management Pty Ltd Current 2018-02-02
ARNOLD VILLEGAS Ballast Financial Management Pty Ltd Current 2018-02-02
SCOTT MATTHEW WILKINS Ballast Financial Management Pty Ltd Current 2018-02-02
RICHARD STILES Ballast Financial Management Pty Ltd Ceased 2018-02-02
TOBY ROBERT SIMPSON Ballast Financial Management Pty Ltd Current 2018-01-09
DONG YANG Ballast Financial Management Pty Ltd Current 2017-07-14
DAVID COLIN SARGENT Ballast Financial Management Pty Ltd Current 2017-07-02
CHRISTOPHER JASEK Ballast Financial Management Pty Ltd Ceased 2017-05-10

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.