DAVID PIERS HAMMETT

Licensee: NEO FINANCIAL SOLUTIONS PTY LTD

DAVID PIERS HAMMETT (Adviser# 001234040) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 24, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name DAVID PIERS HAMMETT
Adviser Number 001234040
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000385845
NEO FINANCIAL SOLUTIONS PTY LTD
Licence ABN 64141607098
Adviser Start Date 2017-04-24
Appointing Representative Name SYDNEY WEALTH ADVISERS PTY LTD
Appointing Representative Number 001252500
Memberships Association of Financial Advisers (AFA)

Authorisations to provide financial product advice

  • DAVID PIERS HAMMETT
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Planning RG146 Training Australia Pty Ltd
Diploma of Financial Services (Financial Planning) Mentor Asset Management Pty Limited
Self Managed Superannuation Fund Adviser (Personal Advice) RG146 Training Australia Pty Ltd

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000385845 NEO FINANCIAL SOLUTIONS PTY LTD 2017-04-24 - SYDNEY WEALTH ADVISERS PTY LTD
000414256 AIW DEALER SERVICES PTY LTD
Licence controlled by: ASTUTE HOLDINGS GROUP PTY LTD
2015-08-03 - 2017-04-21 AIW DEALER SERVICES PTY LTD

Licensee Information

Licence Name NEO FINANCIAL SOLUTIONS PTY LTD
Licence Number 000385845
Licence ABN 64141607098

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
DAMIAN PETER CAVENEY Neo Financial Solutions Pty Ltd Current 2018-07-01
BRENDON HUNT Neo Financial Solutions Pty Ltd Current 2018-06-27
WAYNE ANTHONY DUNCAN Neo Financial Solutions Pty Ltd Current 2018-02-15
JAGMOHAN SINGH Neo Financial Solutions Pty Ltd Ceased 2018-02-09
DOMENICO PAUL COSTANZO Neo Financial Solutions Pty Ltd Current 2017-11-30
PETER JIANCHAO XU Neo Financial Solutions Pty Ltd Current 2017-11-27
GREGG KRISTIAN WATTS Neo Financial Solutions Pty Ltd Current 2017-10-09
JEROME HANS PAUL WARE ORR-YOUNG Neo Financial Solutions Pty Ltd Current 2017-09-20
ANTONIO GIUSEPPE RACCUIA Neo Financial Solutions Pty Ltd Current 2017-08-09
SIMON JOHNS Neo Financial Solutions Pty Ltd Current 2017-07-06

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.