TROIKA CAPITAL PTY LTD


Address: South Perth, WA 6151, Australia

TROIKA CAPITAL PTY LTD (Licence# 000255367) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name TROIKA CAPITAL PTY LTD
Licence Number 000255367
Licence ABN 63059728282
Issue Date 2004-02-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 071471
Locality SOUTH PERTH
State WA
Postcode 6151
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice only, for the following classes of financial products:
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
to wholesale clients.

Office Location

Locality SOUTH PERTH
State WA
Postcode 6151
Country Australia

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Postal Code 6151

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.