FM FINANCIAL SOLUTIONS PTY. LTD.


Address: Pyrmont, NSW 2009, Australia

FM FINANCIAL SOLUTIONS PTY. LTD. (Licence# 000327277) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 1, 2008.

Service Overview

Register Name AFS Licence
Licence Name FM FINANCIAL SOLUTIONS PTY. LTD.
Licence Number 000327277
Licence ABN 87108527617
Issue Date 2008-09-01
Locality PYRMONT
State NSW
Postcode 2009
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001001312 FERGUS LACHLAN HARDINGHAM Current 2008-09-02
001001315 MALGORZATA (MARGARET) EWA HARDINGHAM Current 2008-09-02

Office Location

Locality PYRMONT
State NSW
Postcode 2009
Country Australia

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HOWARD CAPITAL MANAGEMENT PTY LIMITED 2017-05-04 Pyrmont, NSW 2009, Australia
CIP FUNDS MANAGEMENT PTY LTD 2016-12-22 Pyrmont, NSW 2009, Australia
JAXEN FUNDS MANAGEMENT PTY LTD 2016-01-05 Pyrmont, NSW 2009, Australia
SOUTHPEAK INVESTMENT MANAGEMENT PTY LIMITED 2010-07-22 Pyrmont, NSW 2009, Australia
GAIN CAPITAL AUSTRALIA PTY LTD 2010-05-31 Pyrmont, NSW 2009, Australia
AEROSURE ASIA PACIFIC PTY LIMITED 2009-01-22 Pyrmont, NSW 2009, Australia
GOOGLE PAYMENT AUSTRALIA PTY. LTD. 2008-11-07 Pyrmont, NSW 2009, Australia

Competitor

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Postal Code 2009

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.