Australian Financial Service Licences


Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

2009 · Search Result

Service Name Issue Date Locality
1868 CAPITAL PTY LIMITED 2018-04-10 Pyrmont, NSW 2009, Australia
SAVANT GLOBAL CAPITAL PTY LTD 2017-12-21 Pyrmont, NSW 2009, Australia
LIPPER AUSTRALIA PTY LTD 2017-11-23 Pyrmont, NSW 2009, Australia
HOWARD CAPITAL MANAGEMENT PTY LIMITED 2017-05-04 Pyrmont, NSW 2009, Australia
CIP FUNDS MANAGEMENT PTY LTD 2016-12-22 Pyrmont, NSW 2009, Australia
JAXEN FUNDS MANAGEMENT PTY LTD 2016-01-05 Pyrmont, NSW 2009, Australia
SOUTHPEAK INVESTMENT MANAGEMENT PTY LIMITED 2010-07-22 Pyrmont, NSW 2009, Australia
GAIN CAPITAL AUSTRALIA PTY LTD 2010-05-31 Pyrmont, NSW 2009, Australia
AEROSURE ASIA PACIFIC PTY LIMITED 2009-01-22 Pyrmont, NSW 2009, Australia
GOOGLE PAYMENT AUSTRALIA PTY. LTD. 2008-11-07 Pyrmont, NSW 2009, Australia
FM FINANCIAL SOLUTIONS PTY. LTD. 2008-09-01 Pyrmont, NSW 2009, Australia
BEANSTALK INVESTMENT MANAGEMENT PTY LIMITED 2005-04-20 Pyrmont, NSW 2009, Australia
NORTH RIDGE PARTNERS PTY LIMITED 2005-02-01 Pyrmont, NSW 2009, Australia
DFB (AUSTRALIA) PTY. LIMITED 2004-08-03 Pyrmont, NSW 2009, Australia
MCI INSURANCE BROKERS PTY LTD 2004-03-11 Pyrmont, NSW 2009, Australia
SOUTHLAND ADVISORY SERVICES PTY LTD 2004-02-24 Pyrmont, NSW 2009, Australia