GAIN CAPITAL AUSTRALIA PTY LTD


Address: Pyrmont, NSW 2009, Australia

GAIN CAPITAL AUSTRALIA PTY LTD (Licence# 000345646) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 31, 2010.

Service Overview

Register Name AFS Licence
Licence Name GAIN CAPITAL AUSTRALIA PTY LTD
Licence Number 000345646
Licence ABN 50141774727
Issue Date 2010-05-31
Locality PYRMONT
State NSW
Postcode 2009
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice for the following classes of financial products:
    • derivatives; and
    • foreign exchange contracts;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • foreign exchange contracts; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • derivatives; and
      • foreign exchange contracts; and
  • make a market for the following financial products:
    • foreign exchange contracts; and
    • derivatives;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001263873 KARA ORDWAY Ceased 2008-05-01

Office Location

Locality PYRMONT
State NSW
Postcode 2009
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
1868 CAPITAL PTY LIMITED 2018-04-10 Pyrmont, NSW 2009, Australia
SAVANT GLOBAL CAPITAL PTY LTD 2017-12-21 Pyrmont, NSW 2009, Australia
LIPPER AUSTRALIA PTY LTD 2017-11-23 Pyrmont, NSW 2009, Australia
HOWARD CAPITAL MANAGEMENT PTY LIMITED 2017-05-04 Pyrmont, NSW 2009, Australia
CIP FUNDS MANAGEMENT PTY LTD 2016-12-22 Pyrmont, NSW 2009, Australia
JAXEN FUNDS MANAGEMENT PTY LTD 2016-01-05 Pyrmont, NSW 2009, Australia
SOUTHPEAK INVESTMENT MANAGEMENT PTY LIMITED 2010-07-22 Pyrmont, NSW 2009, Australia
AEROSURE ASIA PACIFIC PTY LIMITED 2009-01-22 Pyrmont, NSW 2009, Australia
GOOGLE PAYMENT AUSTRALIA PTY. LTD. 2008-11-07 Pyrmont, NSW 2009, Australia
FM FINANCIAL SOLUTIONS PTY. LTD. 2008-09-01 Pyrmont, NSW 2009, Australia

Competitor

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Postal Code 2009

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.