Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

2000 · Search Result

Service Name Issue Date Locality
DPS WEALTH MANAGEMENT LTD 2006-11-21 Sydney, NSW 2000, Australia
PEAK INVESTMENT HOLDINGS PTY LTD 2006-11-21 Sydney, NSW 2000, Australia
AQR PTY LIMITED 2006-11-21 Sydney, NSW 2000, Australia
CENTRAL SECURITIES PTY LTD 2006-11-14 Sydney, NSW 2000, Australia
ASSOCIATED FOREIGN EXCHANGE AUSTRALIA PTY LTD 2006-11-13 Sydney, NSW 2000, Australia
GALILEO JAPAN FUNDS MANAGEMENT LIMITED 2006-11-10 Sydney, NSW 2000, Australia
MAGELLAN ASSET MANAGEMENT LIMITED 2006-10-24 Sydney, NSW 2000, Australia
ODYSSEY CAPITAL FUNDS MANAGEMENT LTD 2006-10-18 Sydney, NSW 2000, Australia
THE TRUST COMPANY (SYDNEY AIRPORT) LIMITED 2006-10-13 Sydney, NSW 2000, Australia
THE WEALTH PARTNERSHIP PTY LTD 2006-10-04 Sydney, NSW 2000, Australia
MAINSTREAM FUND SERVICES PTY LTD 2006-10-04 Sydney, NSW 2000, Australia
ASCALON CAPITAL MANAGERS LIMITED 2006-09-27 Sydney, NSW 2000, Australia
IRONBARK ASSET MANAGEMENT (FUND SERVICES) LIMITED 2006-09-18 Sydney, NSW 2000, Australia
UNION STANDARD INTERNATIONAL GROUP PTY LTD 2006-09-14 Sydney, NSW 2000, Australia
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED 2006-09-04 Sydney, NSW 2000, Australia
COVERFORCE INSURANCE BROKING PTY LTD 2006-09-04 Barangaroo, NSW 2000, Australia
QUANTA INSURANCE GROUP PTY LTD 2006-08-31 Barangaroo, NSW 2000, Australia
PACIFIC CAPITAL PARTNERS LIMITED 2006-08-09 Sydney, NSW 2000, Australia
PLATYPUS ASSET MANAGEMENT PTY LIMITED 2006-08-07 Sydney, NSW 2000, Australia
ALEA ACTUARIAL CONSULTING PTY LIMITED 2006-07-26 Sydney, NSW 2000, Australia
GPT FUNDS MANAGEMENT LIMITED 2006-07-17 Sydney, NSW 2000, Australia
ALTA INVESTMENT MANAGEMENT PTY LIMITED 2006-07-17 Sydney, NSW 2000, Australia
CATLIN AUSTRALIA PTY LTD 2006-07-11 Sydney, NSW 2000, Australia
A.J MCCLELLAND & J.F MURPHY & J.D PLUMMER 2006-07-05 Sydney, NSW 2000, Australia
SOUTHERN CROSS VENTURE PARTNERS PTY LTD 2006-07-04 Sydney, NSW 2000, Australia
SUMITOMO MITSUI BANKING CORPORATION 2006-06-30 Sydney, NSW 2000, Australia
CRESCENT CAPITAL PARTNERS MANAGEMENT PTY LIMITED 2006-06-30 Sydney, NSW 2000, Australia
PKF CORPORATE FINANCE (NSW) PTY LIMITED 2006-06-14 Sydney, NSW 2000, Australia
QUATTRO RE LIMITED 2006-06-14 Sydney, NSW 2000, Australia
ATTUNGA CAPITAL PTY LTD 2006-05-29 Sydney, NSW 2000, Australia
SHED ENTERPRISES PTY LIMITED 2006-05-24 Sydney, NSW 2000, Australia
ALLIANZ AUSTRALIA LIFE INSURANCE LIMITED 2006-05-22 Sydney, NSW 2000, Australia
INSTITUTIONAL SHAREHOLDER SERVICES (AUSTRALIA) PTY. LTD. 2006-05-18 Sydney, NSW 2000, Australia
ONE MANAGED INVESTMENT FUNDS LIMITED 2006-05-05 Sydney, NSW 2000, Australia
CATALYST INVESTMENT MANAGERS PTY LIMITED 2006-05-04 Sydney, NSW 2000, Australia
BARWON INVESTMENT PARTNERS PTY LTD 2006-05-01 Sydney, NSW 2000, Australia
STRUCTURED INVESTMENT SOLUTIONS LIMITED 2006-05-01 Sydney, NSW 2000, Australia
URE LYNAM FINANCIAL SERVICES PTY. LIMITED 2006-04-28 Sydney, NSW 2000, Australia
151 PROPERTY CORE PLUS MANAGEMENT LIMITED 2006-04-26 Sydney, NSW 2000, Australia
D2MX PTY LTD 2006-04-20 Sydney, NSW 2000, Australia
PEGASUS CORPORATE ADVISORY PTY LIMITED 2006-04-20 Sydney, NSW 2000, Australia
DALE ADVISERS PTY LTD 2006-04-12 Sydney, NSW 2000, Australia
ALLAN GRAY AUSTRALIA PTY LTD 2006-04-04 Sydney, NSW 2000, Australia
BBB CAPITAL PTY LTD 2006-03-30 Sydney, NSW 2000, Australia
VERITAS SECURITIES LIMITED 2006-03-22 Sydney, NSW 2000, Australia
FINANCIAL MARKETS (AUSTRALIA) PTY LTD 2006-03-22 Sydney, NSW 2000, Australia
CHALLENGER RETIREMENT AND INVESTMENT SERVICES LIMITED 2006-03-20 Sydney, NSW 2000, Australia
PARAGEM PTY LIMITED 2006-03-17 Sydney, NSW 2000, Australia
LEMESSURIER SECURITIES PTY LTD 2006-02-23 Sydney, NSW 2000, Australia
AUSTRALIAN MUTUAL HOLDINGS LIMITED 2006-02-10 Sydney, NSW 2000, Australia
FIFE CAPITAL MANAGEMENT PTY LIMITED 2006-02-07 Sydney, NSW 2000, Australia
CALLAN ADVISORY PTY. LIMITED 2006-02-07 Sydney, NSW 2000, Australia
FSS TRUSTEE CORPORATION 2006-02-03 Sydney, NSW 2000, Australia
PACIFIC CUSTODIANS PTY LIMITED 2005-12-23 Sydney, NSW 2000, Australia
BENNELONG PRIVATE WEALTH PTY LTD 2005-12-22 Sydney, NSW 2000, Australia
RBC INVESTOR SERVICES TRUST 2005-12-12 Sydney, NSW 2000, Australia
NORTHWARD CAPITAL PTY LIMITED 2005-12-07 Sydney, NSW 2000, Australia
BARLINGS CAPITAL PTY LIMITED 2005-11-29 Sydney, NSW 2000, Australia
MACQUARIE INFRASTRUCTURE MANAGEMENT LIMITED 2005-11-28 Sydney, NSW 2000, Australia
SMSF ADMINISTRATION SOLUTIONS PTY LTD 2005-11-24 Sydney, NSW 2000, Australia
PIER CAPITAL PTY LIMITED 2005-11-22 Dawes Point, NSW 2000, Australia
CHAIRMONT CAPITAL PTY LTD 2005-11-21 Sydney, NSW 2000, Australia
INVESTEC PROPERTY LIMITED 2005-11-09 Sydney, NSW 2000, Australia
SPARK INFRASTRUCTURE RE LIMITED 2005-11-08 Sydney, NSW 2000, Australia
ECON FINANCIAL SERVICES PTY LTD 2005-11-08 Sydney, NSW 2000, Australia
AUSTRALIA ABS GROUP PTY LTD 2005-11-04 Sydney, NSW 2000, Australia
RIA FINANCIAL SERVICES AUSTRALIA PTY. LTD. 2005-10-25 Sydney, NSW 2000, Australia
SAKKARA INVESTMENT MANAGEMENT LIMITED 2005-10-18 Sydney, NSW 2000, Australia
FOUR HATS CAPITAL PTY LTD 2005-10-11 Sydney, NSW 2000, Australia
THE UNITING CHURCH (N S W) TRUST ASSOCIATION LIMITED 2005-10-04 Sydney, NSW 2000, Australia
ACADIAN ASSET MANAGEMENT (AUSTRALIA) LIMITED 2005-09-28 Sydney, NSW 2000, Australia
INFIGEN ENERGY RE LIMITED 2005-09-26 Sydney, NSW 2000, Australia
ARGUS PARTNERS MANAGED INVESTMENTS LIMITED 2005-09-22 Sydney, NSW 2000, Australia
THYRA INVESTMENT MANAGEMENT PTY. LTD. 2005-09-22 Sydney, NSW 2000, Australia
AMERICAN EXPRESS AUSTRALIA LIMITED 2005-09-13 Sydney, NSW 2000, Australia
CHIEF TRADE CREDIT INSURANCE PTY LIMITED 2005-09-08 Sydney, NSW 2000, Australia
BREAKAWAY INVESTMENT GROUP PTY LIMITED 2005-09-06 Sydney, NSW 2000, Australia
COMPOUND CAPITAL PTY LIMITED 2005-08-30 Sydney, NSW 2000, Australia
FORTIUS FUNDS MANAGEMENT PTY LTD 2005-08-26 Sydney, NSW 2000, Australia
PRESTIGE WEALTH PLANNING PTY LTD 2005-08-18 Sydney, NSW 2000, Australia
RNY AUSTRALIA MANAGEMENT LIMITED 2005-08-12 Sydney, NSW 2000, Australia
GOODMAN FUNDS MANAGEMENT AUSTRALIA LIMITED 2005-08-11 Sydney, NSW 2000, Australia
NEXT CAPITAL PTY LIMITED 2005-08-11 Sydney, NSW 2000, Australia
TANARRA CAPITAL AUSTRALIA PTY LTD 2005-08-11 Sydney, NSW 2000, Australia
PEN UNDERWRITING PTY LTD 2005-08-11 Sydney, NSW 2000, Australia
BANK OF CHINA (AUSTRALIA) LIMITED 2005-08-10 Sydney, NSW 2000, Australia
SOCIETE GENERALE SECURITIES AUSTRALIA PTY LTD 2005-08-10 Sydney, NSW 2000, Australia
PROVIDUS CAPITAL PTY LTD 2005-08-09 Sydney, NSW 2000, Australia
BANK OF SCOTLAND PLC 2005-08-04 Sydney, NSW 2000, Australia
PORTNORDICA LIMITED 2005-07-25 Sydney, NSW 2000, Australia
WESTFIELD GIFT CARDS PTY LIMITED 2005-07-25 Sydney, NSW 2000, Australia
MILLINIUM CAPITAL MANAGERS LIMITED 2005-07-18 Sydney, NSW 2000, Australia
AUSTRALIAN FINANCIAL ADVISORY SOLUTIONS PTY LTD 2005-07-14 Sydney, NSW 2000, Australia
KEMOSABE CAPITAL PTY LTD 2005-07-11 Sydney, NSW 2000, Australia
ONEPATH GENERAL INSURANCE PTY LIMITED 2005-07-07 Sydney, NSW 2000, Australia
CRUSADE MANAGEMENT LIMITED 2005-07-01 Sydney, NSW 2000, Australia
AIMS SECURITISATION PTY LIMITED 2005-07-01 Sydney, NSW 2000, Australia
COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED 2005-07-01 Sydney, NSW 2000, Australia
NOBLEOAK SERVICES LIMITED 2005-06-30 Sydney, NSW 2000, Australia
FINITY CONSULTING PTY LIMITED 2005-06-22 The Rocks, NSW 2000, Australia