Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

2000 · Search Result

Service Name Issue Date Locality
MACQUARIE AUSTRALIAN INFRASTRUCTURE MANAGEMENT 2 LIMITED 2008-08-25 Sydney, NSW 2000, Australia
MOZO PTY. LTD. 2008-08-25 Sydney, NSW 2000, Australia
INFIGEN ENERGY MARKETS PTY LIMITED 2008-08-20 Sydney, NSW 2000, Australia
INVESTEC (AUSTRALIA) INVESTMENT MANAGEMENT PTY LIMITED 2008-07-15 Sydney, NSW 2000, Australia
INVESTEC AUSTRALIA FUNDS MANAGEMENT LIMITED 2008-07-15 Sydney, NSW 2000, Australia
INFINITAS ASSET MANAGEMENT LIMITED 2008-07-10 Sydney, NSW 2000, Australia
GALILEO DIRECT PROPERTY FUNDS MANAGEMENT LIMITED 2008-07-09 Sydney, NSW 2000, Australia
FOREX FINANCIAL SERVICES PTY LTD 2008-07-01 Sydney, NSW 2000, Australia
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED 2008-06-27 Sydney, NSW 2000, Australia
SWISS RE LIFE & HEALTH AUSTRALIA LIMITED 2008-06-18 Sydney, NSW 2000, Australia
NERO FUNDS MANAGEMENT PTY LTD 2008-06-03 Sydney, NSW 2000, Australia
NOVA UNDERWRITING PTY LTD 2008-05-27 Sydney, NSW 2000, Australia
LUFTHANSA AIRPLUS SERVICEKARTEN GMBH 2008-05-26 Sydney, NSW 2000, Australia
PLUS CAPITAL MANAGEMENT PTY LTD 2008-05-21 Sydney, NSW 2000, Australia
GALILEO CAPITAL PARTNERS LIMITED 2008-05-20 Sydney, NSW 2000, Australia
INSYNC FUNDS MANAGEMENT PTY LIMITED 2008-05-20 Sydney, NSW 2000, Australia
FOX SYMES HOME LOANS (MANAGEMENT) PTY LTD 2008-05-19 Sydney, NSW 2000, Australia
BMF INTERNATIONAL ASSET MANAGEMENT PTY LIMITED 2008-05-05 Sydney, NSW 2000, Australia
HENDERSON MAXWELL PTY LTD 2008-05-02 Sydney, NSW 2000, Australia
FIDANTE PARTNERS SERVICES LIMITED 2008-04-14 Sydney, NSW 2000, Australia
GRANT SAMUEL FUND SERVICES LIMITED 2008-04-08 Sydney, NSW 2000, Australia
NGS FINANCIAL SERVICES PTY LTD 2008-03-26 Sydney, NSW 2000, Australia
THIRD LINK INVESTMENT MANAGERS PTY LIMITED 2008-03-11 Sydney, NSW 2000, Australia
VGI PARTNERS PTY LIMITED 2008-03-05 Sydney, NSW 2000, Australia
ANCHORAGE CAPITAL PARTNERS PTY LIMITED 2008-03-04 Sydney, NSW 2000, Australia
BTIG AUSTRALIA LIMITED 2008-02-27 Sydney, NSW 2000, Australia
NEWMARK CAPITAL LIMITED 2008-02-22 Sydney, NSW 2000, Australia
KERR ALLAN FINANCIAL PTY LTD 2008-02-13 Sydney, NSW 2000, Australia
BLUE QUAY INVESTMENT MANAGEMENT PTY LTD 2008-01-25 Sydney, NSW 2000, Australia
KOSMOS ASSET MANAGEMENT PTY LIMITED 2008-01-16 Sydney, NSW 2000, Australia
TECH EQUITY PTY LIMITED 2008-01-10 Millers Point, NSW 2000, Australia
MACQUARIE FUND ADVISERS PTY LIMITED 2008-01-07 Sydney, NSW 2000, Australia
GREAT LAKES INSURANCE SE 2008-01-03 Sydney, NSW 2000, Australia
CENTRE CAPITAL SECURITIES PTY LTD 2007-12-21 Sydney, NSW 2000, Australia
MACQUARIE INFRASTRUCTURE MANAGEMENT (AUSTRALIA) LIMITED 2007-12-21 Sydney, NSW 2000, Australia
BBN CAPITAL PTY LTD 2007-11-26 Sydney, NSW 2000, Australia
MACQUARIE GROUP LIMITED 2007-11-13 Sydney, NSW 2000, Australia
PETRA CAPITAL PTY LTD 2007-11-12 Sydney, NSW 2000, Australia
NATIXIS AUSTRALIA PTY LIMITED 2007-10-31 Sydney, NSW 2000, Australia
TASMAN CAPITAL INVESTMENTS (AUSTRALIA) PTY LIMITED 2007-10-30 Sydney, NSW 2000, Australia
CITTA FUNDS MANAGEMENT PTY LTD 2007-10-26 Sydney, NSW 2000, Australia
GRANT SAMUEL FUNDS MANAGEMENT PTY LIMITED 2007-10-25 Sydney, NSW 2000, Australia
BEAZLEY UNDERWRITING PTY LTD 2007-10-24 Sydney, NSW 2000, Australia
LIQUIDNET AUSTRALIA PTY LTD 2007-10-17 Sydney, NSW 2000, Australia
PENDAL INSTITUTIONAL LIMITED 2007-10-15 Sydney, NSW 2000, Australia
REGNAN - GOVERNANCE RESEARCH AND ENGAGEMENT PTY LIMITED 2007-10-09 Sydney, NSW 2000, Australia
SWITZER ASSET MANAGEMENT LIMITED 2007-10-02 Sydney, NSW 2000, Australia
SUPERVISED INVESTMENTS AUSTRALIA LIMITED 2007-10-02 Sydney, NSW 2000, Australia
THIRD PARTY PLATFORM PTY LTD 2007-09-28 Sydney, NSW 2000, Australia
K S CAPITAL PTY LIMITED 2007-09-24 Sydney, NSW 2000, Australia
INTEGRITY INVESTMENT MANAGEMENT AUSTRALIA LIMITED 2007-09-10 Sydney, NSW 2000, Australia
MACQUARIE CAPITAL (AUSTRALIA) LIMITED 2007-08-29 Sydney, NSW 2000, Australia
ARIADNE CAPITAL PTY LTD 2007-08-24 Sydney, NSW 2000, Australia
SYDNEY CAPITAL PARTNERS 2007-08-20 Sydney, NSW 2000, Australia
MORGAN STANLEY INVESTMENT MANAGEMENT (AUSTRALIA) PTY LIMITED 2007-08-20 Sydney, NSW 2000, Australia
PAYCLEAR SERVICES PTY LTD 2007-08-06 Sydney, NSW 2000, Australia
QSMART SECURITIES PTY LTD 2007-07-26 Sydney, NSW 2000, Australia
CLASS SUPER PTY LIMITED 2007-07-26 Sydney, NSW 2000, Australia
MONEYWISE SECURITIES PTY LTD 2007-07-25 Sydney, NSW 2000, Australia
MIRAMAR UNDERWRITING AGENCY PTY LIMITED 2007-07-19 Sydney, NSW 2000, Australia
COMPUTERSHARE PLAN MANAGERS PTY LTD 2007-07-18 Sydney, NSW 2000, Australia
CPU SHARE PLANS PTY LIMITED 2007-07-18 Sydney, NSW 2000, Australia
ENTERPRISE FINANCE SOLUTIONS PTY LTD 2007-07-12 Sydney, NSW 2000, Australia
COMMONWEALTH PRIVATE LIMITED 2007-07-11 Sydney, NSW 2000, Australia
ONEVUE WEALTH SERVICES LTD 2007-07-06 Sydney, NSW 2000, Australia
QI FINANCIAL PTY LTD 2007-07-04 Sydney, NSW 2000, Australia
GCC CORPORATE GROUP PTY LTD 2007-07-03 Sydney, NSW 2000, Australia
CBRE CLARION SECURITIES PTY LTD 2007-06-19 Sydney, NSW 2000, Australia
WESTPAC DEBT SECURITIES PTY. LIMITED 2007-06-15 Sydney, NSW 2000, Australia
PROPEL INVESTMENTS PTY LIMITED 2007-05-31 Sydney, NSW 2000, Australia
FXCM AUSTRALIA PTY. LIMITED 2007-05-15 Sydney, NSW 2000, Australia
SUPERRATINGS PTY LIMITED 2007-05-14 Sydney, NSW 2000, Australia
E.F.D.B. PTY LIMITED 2007-05-11 Sydney, NSW 2000, Australia
LENDLEASE RESPONSIBLE ENTITY LIMITED 2007-04-27 Barangaroo, NSW 2000, Australia
APP SECURITIES PTY LTD 2007-04-24 Sydney, NSW 2000, Australia
PACIFIC ROAD CAPITAL MANAGEMENT PTY LTD 2007-03-28 Sydney, NSW 2000, Australia
CERBERUS SPECIAL RISKS PTY LIMITED 2007-03-28 Sydney, NSW 2000, Australia
AIMS CAPITAL MANAGEMENT PTY LTD 2007-03-08 Sydney, NSW 2000, Australia
ALEXIS WEALTH ADVISORS PTY LTD 2007-03-06 Sydney, NSW 2000, Australia
POTTINGER CO PTY LTD 2007-03-05 Sydney, NSW 2000, Australia
AUSTRALIAN INSURANCE CORPORATION PTY LIMITED 2007-03-05 Sydney, NSW 2000, Australia
OMNIWEALTH SERVICES PTY LIMITED 2007-03-02 Sydney, NSW 2000, Australia
NABINVEST CAPITAL PARTNERS PTY LIMITED 2007-02-23 Sydney, NSW 2000, Australia
RENAISSANCE WEALTH ADVISORS PTY LTD 2007-02-22 Sydney, NSW 2000, Australia
CGI GLASS LEWIS PTY LIMITED 2007-02-16 Sydney, NSW 2000, Australia
FIRMA FOREIGN EXCHANGE CORPORATION 2007-02-01 Sydney, NSW 2000, Australia
KAPSTREAM CAPITAL PTY LIMITED 2007-01-23 Sydney, NSW 2000, Australia
TAURUS FUNDS MANAGEMENT PTY LIMITED 2007-01-18 Sydney, NSW 2000, Australia
INTEGRATED INSURANCE SOLUTIONS PTY LTD 2007-01-17 Sydney, NSW 2000, Australia
RARE INFRASTRUCTURE LIMITED 2007-01-17 Sydney, NSW 2000, Australia
PAYPAL AUSTRALIA PTY LIMITED 2007-01-11 Sydney, NSW 2000, Australia
ONE FUNDS MANAGEMENT LIMITED 2007-01-05 Sydney, NSW 2000, Australia
MOELIS AUSTRALIA SECURITIES PTY LTD 2007-01-05 Sydney, NSW 2000, Australia
MILES ADVISORY PARTNERS PTY LIMITED 2007-01-04 Sydney, NSW 2000, Australia
MACQUARIE AGRICULTURAL FUNDS MANAGEMENT LTD 2007-01-04 Sydney, NSW 2000, Australia
INTERNATIONAL IMMOBILIARI (AUSTRALIA) PTY LIMITED 2007-01-04 Sydney, NSW 2000, Australia
HELMSMAN FUNDS MANAGEMENT LIMITED 2007-01-02 Sydney, NSW 2000, Australia
ADVICENET PTY LTD 2006-12-14 Sydney, NSW 2000, Australia
DONALDSON BURSTON PTY LIMITED 2006-12-08 Sydney, NSW 2000, Australia
BEAVER ONE PTY LTD 2006-11-22 Sydney, NSW 2000, Australia