Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

2000 · Search Result

Service Name Issue Date Locality
WESTPAC SECURITIES ADMINISTRATION LIMITED 2004-02-09 Sydney, NSW 2000, Australia
ACTUARIES IN SUPER PTY LTD 2004-02-09 Sydney, NSW 2000, Australia
GSA INSURANCE BROKERS PTY LTD 2004-02-09 Sydney, NSW 2000, Australia
MAN INVESTMENTS AUSTRALIA LIMITED 2004-02-09 Sydney, NSW 2000, Australia
PACIFIC EQUITY PARTNERS PTY LIMITED 2004-02-09 Sydney, NSW 2000, Australia
MAPLE-BROWN ABBOTT LTD 2004-02-06 Sydney, NSW 2000, Australia
GPS WEALTH LTD 2004-02-06 Sydney, NSW 2000, Australia
LAZARD PTY LIMITED 2004-02-05 Sydney, NSW 2000, Australia
HIFX AUSTRALIA PTY LTD 2004-02-04 Sydney, NSW 2000, Australia
CHANCELLOR PORTFOLIO SERVICES PTY LTD 2004-02-04 Sydney, NSW 2000, Australia
B G CAPITAL CORPORATION PTY LIMITED 2004-02-03 Sydney, NSW 2000, Australia
NOMURA AUSTRALIA LTD 2004-02-03 Sydney, NSW 2000, Australia
NOMURA ASSET MANAGEMENT AUSTRALIA PTY LIMITED 2004-02-03 Sydney, NSW 2000, Australia
MQ SPECIALIST INVESTMENT MANAGEMENT LIMITED 2004-02-02 Sydney, NSW 2000, Australia
CCZ STATTON EQUITIES PTY LTD 2004-02-02 Sydney, NSW 2000, Australia
RETAIL EMPLOYEES SUPERANNUATION PTY. LIMITED 2004-02-02 Sydney, NSW 2000, Australia
HEATHLEY FUNDS DISTRIBUTION LIMITED 2004-02-02 Sydney, NSW 2000, Australia
HEATHLEY ASSET MANAGEMENT LIMITED 2004-02-02 Sydney, NSW 2000, Australia
FIDANTE PARTNERS LIMITED 2004-02-01 Sydney, NSW 2000, Australia
CHALLENGER LIFE COMPANY LIMITED 2004-02-01 Sydney, NSW 2000, Australia
CHALLENGER INVESTMENT PARTNERS LIMITED 2004-02-01 Sydney, NSW 2000, Australia
GATEWAY BANK LTD 2004-02-01 Sydney, NSW 2000, Australia
RI ADVICE GROUP PTY LTD 2004-02-01 Sydney, NSW 2000, Australia
ECLIPSE PRUDENT MORTGAGE CORPORATION LIMITED 2004-02-01 Sydney, NSW 2000, Australia
STATE STREET BANK AND TRUST COMPANY 2004-02-01 Sydney, NSW 2000, Australia
UNITY BANK LIMITED 2004-02-01 Sydney, NSW 2000, Australia
THE FINANCIALLINK GROUP PTY LTD 2004-02-01 Sydney, NSW 2000, Australia
DEAN EVANS & ASSOCIATES PTY. LIMITED 2004-02-01 Sydney, NSW 2000, Australia
BRADY & ASSOCIATES PTY. LTD 2004-02-01 Sydney, NSW 2000, Australia
SHARE INVESTING LIMITED 2004-01-30 Sydney, NSW 2000, Australia
LONERGAN EDWARDS & ASSOCIATES LIMITED 2004-01-30 Sydney, NSW 2000, Australia
HLB MANN JUDD CORPORATE (NSW) PTY LTD 2004-01-30 Sydney, NSW 2000, Australia
CP2 LIMITED 2004-01-29 Sydney, NSW 2000, Australia
WILSON ASSET MANAGEMENT (INTERNATIONAL) PTY LTD 2004-01-29 Sydney, NSW 2000, Australia
CPG RESEARCH & ADVISORY PTY. LIMITED 2004-01-28 Sydney, NSW 2000, Australia
VALUESTREAM INVESTMENT MANAGEMENT LTD 2004-01-28 Sydney, NSW 2000, Australia
AUSTRALIAN MILITARY BANK LTD 2004-01-27 Sydney, NSW 2000, Australia
WISE-OWL.COM PTY LIMITED 2004-01-27 Sydney, NSW 2000, Australia
INTL FCSTONE PTY LTD 2004-01-25 Sydney, NSW 2000, Australia
CVC LIMITED 2004-01-23 Sydney, NSW 2000, Australia
LEAGOU PTY LIMITED 2004-01-23 Sydney, NSW 2000, Australia
NOBLEOAK LIFE LIMITED 2004-01-23 Sydney, NSW 2000, Australia
FIL INVESTMENT MANAGEMENT (AUSTRALIA) LIMITED 2004-01-22 Sydney, NSW 2000, Australia
KWC FUNDS PTY LTD 2004-01-22 Sydney, NSW 2000, Australia
GRANT THORNTON CORPORATE FINANCE PTY LIMITED 2004-01-20 Sydney, NSW 2000, Australia
TAL LIFE LIMITED 2004-01-19 Sydney, NSW 2000, Australia
TAL SUPERANNUATION LIMITED 2004-01-19 Sydney, NSW 2000, Australia
TAL AUSTRALIA DISTRIBUTION LIMITED 2004-01-19 Sydney, NSW 2000, Australia
AFFINIA FINANCIAL ADVISERS LIMITED 2004-01-19 Sydney, NSW 2000, Australia
MATRIX PLANNING SOLUTIONS LIMITED 2004-01-19 Sydney, NSW 2000, Australia
RICE WARNER PTY LTD 2004-01-19 Sydney, NSW 2000, Australia
CHUBB INSURANCE AUSTRALIA LTD 2004-01-19 Sydney, NSW 2000, Australia
OVERSEA-CHINESE BANKING CORPORATION LIMITED 2004-01-16 Sydney, NSW 2000, Australia
HILL YOUNG & ASSOCIATES LIMITED 2004-01-16 Sydney, NSW 2000, Australia
IRONBRIDGE CAPITAL MANAGEMENT PTY LIMITED 2004-01-15 Sydney, NSW 2000, Australia
KAPLAN FUNDS MANAGEMENT PTY LIMITED 2004-01-14 Sydney, NSW 2000, Australia
LIQUID CAPITAL AUSTRALIA PTY LTD 2004-01-12 Sydney, NSW 2000, Australia
INGOT CAPITAL MANAGEMENT PTY. LIMITED 2004-01-12 Sydney, NSW 2000, Australia
K T M CAPITAL PTY LTD 2004-01-12 Sydney, NSW 2000, Australia
MILTON CORPORATION LTD 2004-01-12 Sydney, NSW 2000, Australia
G&C MUTUAL BANK LIMITED 2004-01-09 Sydney, NSW 2000, Australia
INDEPENDENT ASSET MANAGEMENT PTY LIMITED 2004-01-08 The Rocks, NSW 2000, Australia
HUNTLEY MANAGEMENT LIMITED 2004-01-07 Sydney, NSW 2000, Australia
ALLIANZ AUSTRALIA INSURANCE LIMITED 2004-01-05 Sydney, NSW 2000, Australia
LANTERNE FUND SERVICES PTY LTD 2004-01-05 Sydney, NSW 2000, Australia
ASF CAPITAL PTY LTD 2004-01-05 Sydney, NSW 2000, Australia
F PALMER & M E PALMER 2004-01-05 Sydney, NSW 2000, Australia
UBS ASSET MANAGEMENT (AUSTRALIA) LTD 2004-01-01 Sydney, NSW 2000, Australia
UBS AG 2004-01-01 Sydney, NSW 2000, Australia
UBS NOMINEES PTY LTD 2004-01-01 Sydney, NSW 2000, Australia
UBS SECURITIES AUSTRALIA LTD 2004-01-01 Sydney, NSW 2000, Australia
CRESTONE WEALTH MANAGEMENT LIMITED 2004-01-01 Sydney, NSW 2000, Australia
AMP INVESTMENT SERVICES PTY LIMITED 2004-01-01 Sydney, NSW 2000, Australia
AMP CAPITAL INVESTORS LIMITED 2004-01-01 Sydney, NSW 2000, Australia
HILLROSS FINANCIAL SERVICES LIMITED 2004-01-01 Sydney, NSW 2000, Australia
AMP FINANCIAL PLANNING PTY LIMITED 2004-01-01 Sydney, NSW 2000, Australia
AMP SUPERANNUATION LIMITED 2004-01-01 Sydney, NSW 2000, Australia
AUSTRALIAN SECURITIES ADMINISTRATION LIMITED 2004-01-01 Sydney, NSW 2000, Australia
AMP LIFE LIMITED 2004-01-01 Sydney, NSW 2000, Australia
ICAP BROKERS PTY LIMITED 2004-01-01 Sydney, NSW 2000, Australia
IPAC ASSET MANAGEMENT LIMITED 2004-01-01 Sydney, NSW 2000, Australia
IPAC SECURITIES LIMITED 2004-01-01 Sydney, NSW 2000, Australia
IPAC PORTFOLIO MANAGEMENT LIMITED 2004-01-01 Sydney, NSW 2000, Australia
KING FINANCIAL SERVICES PTY LTD 2004-01-01 Sydney, NSW 2000, Australia
JIGSAW SUPPORT SERVICES LIMITED 2004-01-01 Sydney, NSW 2000, Australia
SMSF ADVICE PTY LIMITED 2004-01-01 Sydney, NSW 2000, Australia
CHARTER FINANCIAL PLANNING LIMITED 2004-01-01 Sydney, NSW 2000, Australia
ONE UNDERWRITING PTY LTD 2004-01-01 Sydney, NSW 2000, Australia
GMO AUSTRALIA LIMITED 2004-01-01 Sydney, NSW 2000, Australia
AEGON INSIGHTS AUSTRALIA PTY LIMITED 2004-01-01 Sydney, NSW 2000, Australia
AON HEWITT LIMITED 2004-01-01 Sydney, NSW 2000, Australia
AON SUPERANNUATION PTY LIMITED 2004-01-01 Sydney, NSW 2000, Australia
BNP PARIBAS 2004-01-01 Sydney, NSW 2000, Australia
J.P. MORGAN MARKETS AUSTRALIA PTY LIMITED 2004-01-01 Sydney, NSW 2000, Australia
J.P. MORGAN SECURITIES AUSTRALIA LIMITED 2004-01-01 Sydney, NSW 2000, Australia
PEN UNDERWRITING GROUP PTY LTD 2004-01-01 Sydney, NSW 2000, Australia
J.P. MORGAN AUSTRALIA LIMITED 2004-01-01 Sydney, NSW 2000, Australia
JPMORGAN CHASE BANK NATIONAL ASSOCIATION 2004-01-01 Sydney, NSW 2000, Australia
LAZARD ASSET MANAGEMENT PACIFIC CO. 2004-01-01 Sydney, NSW 2000, Australia
AON HEWITT FINANCIAL ADVICE LIMITED 2004-01-01 Sydney, NSW 2000, Australia