Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

2000 · Search Result

Service Name Issue Date Locality
ERNST & YOUNG ABC PTY LIMITED 2004-03-01 Sydney, NSW 2000, Australia
CUSTOM HOUSE CURRENCY EXCHANGE (AUSTRALIA) PTY. LIMITED 2004-03-01 Sydney, NSW 2000, Australia
MACQUARIE INVESTMENT MANAGEMENT AUSTRALIA LIMITED 2004-03-01 Sydney, NSW 2000, Australia
MQ CAPITAL PTY LIMITED 2004-03-01 Sydney, NSW 2000, Australia
ONEPATH LIFE LIMITED 2004-03-01 Sydney, NSW 2000, Australia
ONEPATH FUNDS MANAGEMENT LIMITED 2004-03-01 Sydney, NSW 2000, Australia
ONEPATH CUSTODIANS PTY LIMITED 2004-03-01 Sydney, NSW 2000, Australia
COVERFORCE PTY LIMITED 2004-03-01 Barangaroo, NSW 2000, Australia
MACQUARIE SECURITIES (AUSTRALIA) LIMITED 2004-03-01 Sydney, NSW 2000, Australia
ARK TOTAL WEALTH PTY LTD 2004-03-01 Sydney, NSW 2000, Australia
THOMAS MILLER (AUSTRALASIA) PTY LIMITED 2004-03-01 Sydney, NSW 2000, Australia
ERNST & YOUNG TRANSACTION ADVISORY SERVICES LIMITED 2004-03-01 Sydney, NSW 2000, Australia
WILLIS AUSTRALIA LIMITED 2004-03-01 Sydney, NSW 2000, Australia
CIBC AUSTRALIA LTD 2004-03-01 Sydney, NSW 2000, Australia
ASGARD CAPITAL MANAGEMENT LTD 2004-03-01 Sydney, NSW 2000, Australia
MORNINGSTAR AUSTRALASIA PTY LIMITED 2004-03-01 Barangaroo, NSW 2000, Australia
ST. GEORGE LIFE LIMITED 2004-03-01 Sydney, NSW 2000, Australia
ADVANCE ASSET MANAGEMENT LIMITED 2004-03-01 Sydney, NSW 2000, Australia
CITIGROUP GLOBAL MARKETS AUSTRALIA PTY LIMITED 2004-03-01 Sydney, NSW 2000, Australia
AON RISK SERVICES AUSTRALIA LIMITED 2004-03-01 Sydney, NSW 2000, Australia
STOCKLAND TRUST MANAGEMENT LIMITED 2004-03-01 Sydney, NSW 2000, Australia
BANK OF SYDNEY LTD 2004-03-01 Sydney, NSW 2000, Australia
AUSTBROKERS SYDNEY PTY LIMITED 2004-03-01 Sydney, NSW 2000, Australia
BODY CORPORATE BROKERS PTY LTD 2004-03-01 Sydney, NSW 2000, Australia
PRICEWATERHOUSECOOPERS SECURITIES LTD 2004-03-01 Barangaroo, NSW 2000, Australia
CHALLENGER SECURITISATION MANAGEMENT PTY LTD 2004-03-01 Sydney, NSW 2000, Australia
CMC MARKETS STOCKBROKING LIMITED 2004-03-01 Sydney, NSW 2000, Australia
MADISON FINANCIAL GROUP PTY LTD 2004-03-01 Sydney, NSW 2000, Australia
AON BENFIELD AUSTRALIA LIMITED 2004-03-01 Sydney, NSW 2000, Australia
CHARTER HALL RETAIL MANAGEMENT LIMITED 2004-03-01 Sydney, NSW 2000, Australia
CHARTER HALL WHOLESALE MANAGEMENT LIMITED 2004-03-01 Sydney, NSW 2000, Australia
RUSSELL INVESTMENT GROUP PTY LTD 2004-03-01 Sydney, NSW 2000, Australia
RUSSELL INVESTMENT MANAGEMENT LTD. 2004-03-01 Sydney, NSW 2000, Australia
GRENFELL SECURITIES LIMITED 2004-03-01 Sydney, NSW 2000, Australia
FITZPATRICKS PRIVATE WEALTH PTY LTD 2004-03-01 Sydney, NSW 2000, Australia
PPS LIFESTYLE SOLUTIONS PTY LTD 2004-03-01 Sydney, NSW 2000, Australia
YELLOW BRICK ROAD INVESTMENT SERVICES PTY LIMITED 2004-02-29 Sydney, NSW 2000, Australia
MARSH & MCLENNAN AGENCY PTY LTD 2004-02-28 Sydney, NSW 2000, Australia
MERCURY INSURANCE SERVICES PTY LTD 2004-02-28 Sydney, NSW 2000, Australia
BAC INSURANCE BROKERS PTY LTD 2004-02-28 Sydney, NSW 2000, Australia
MITSUI SUMITOMO INSURANCE COMPANY LIMITED 2004-02-28 Sydney, NSW 2000, Australia
PIMCO AUSTRALIA PTY LIMITED 2004-02-28 Sydney, NSW 2000, Australia
PUTNAM INVESTMENTS AUSTRALIA PTY LIMITED 2004-02-27 Sydney, NSW 2000, Australia
LENDLEASE REAL ESTATE INVESTMENTS LIMITED 2004-02-27 Barangaroo, NSW 2000, Australia
LENDLEASE FUNDS MANAGEMENT LIMITED 2004-02-27 Barangaroo, NSW 2000, Australia
CHIFLEY FINANCIAL SERVICES PTY LTD 2004-02-26 Sydney, NSW 2000, Australia
ORIGIN ENERGY ELECTRICITY LIMITED 2004-02-26 Sydney, NSW 2000, Australia
THE HOSPITALS CONTRIBUTION FUND OF AUSTRALIA LTD 2004-02-26 Sydney, NSW 2000, Australia
LONGREACH ALTERNATIVES LTD 2004-02-26 Sydney, NSW 2000, Australia
NATIXIS INVESTMENT MANAGERS AUSTRALIA PTY LIMITED 2004-02-26 Sydney, NSW 2000, Australia
WATERMARK FUNDS MANAGEMENT PTY LIMITED 2004-02-26 Sydney, NSW 2000, Australia
CLAYMORE CAPITAL PTY LTD 2004-02-26 Sydney, NSW 2000, Australia
SPINIFEX CAPITAL PTY LTD 2004-02-25 Sydney, NSW 2000, Australia
CMC MARKETS ASIA PACIFIC PTY LTD 2004-02-24 Sydney, NSW 2000, Australia
THE LEADERS INVESTMENT MANAGER PTY LIMITED 2004-02-24 Sydney, NSW 2000, Australia
WESTPAC SECURITISATION MANAGEMENT PTY LIMITED 2004-02-24 Sydney, NSW 2000, Australia
SCENTRE MANAGEMENT LIMITED 2004-02-23 Sydney, NSW 2000, Australia
MERRILL LYNCH EQUITIES (AUSTRALIA) LIMITED 2004-02-23 Sydney, NSW 2000, Australia
CLUB MARINE LIMITED 2004-02-23 Sydney, NSW 2000, Australia
COMMONWEALTH BANK OFFICERS SUPERANNUATION CORPORATION PTY LIMITED 2004-02-23 Sydney, NSW 2000, Australia
BDO CORPORATE FINANCE (EAST COAST) PTY LTD 2004-02-23 Sydney, NSW 2000, Australia
AIMS FUND MANAGEMENT LIMITED 2004-02-23 Sydney, NSW 2000, Australia
TRIBECA INVESTMENT PARTNERS PTY LTD 2004-02-19 Sydney, NSW 2000, Australia
GRESHAM PRIVATE EQUITY LIMITED 2004-02-19 Sydney, NSW 2000, Australia
GRESHAM CAPITAL SOLUTIONS LIMITED 2004-02-19 Sydney, NSW 2000, Australia
GRESHAM PARTNERS CAPITAL LTD 2004-02-19 Sydney, NSW 2000, Australia
GRESHAM PROPERTY INVESTMENTS LIMITED 2004-02-19 Sydney, NSW 2000, Australia
GRESHAM PROPERTY FUNDS MANAGEMENT LIMITED 2004-02-19 Sydney, NSW 2000, Australia
GRESHAM ADVISORY PARTNERS LIMITED 2004-02-19 Sydney, NSW 2000, Australia
BNP PARIBAS FUND SERVICES AUSTRALASIA PTY LTD 2004-02-18 Sydney, NSW 2000, Australia
BURNVOIR CORPORATE FINANCE LIMITED 2004-02-18 Sydney, NSW 2000, Australia
HALL CAPITAL STRATEGIES PTY LIMITED 2004-02-18 Sydney, NSW 2000, Australia
CARTESIAN CORPORATE FINANCE LIMITED 2004-02-18 Sydney, NSW 2000, Australia
VENTURA INVESTMENT MANAGEMENT LTD 2004-02-17 Sydney, NSW 2000, Australia
LIPMAN BURGON AND PARTNERS PTY LIMITED 2004-02-16 Sydney, NSW 2000, Australia
STATE SUPER FINANCIAL SERVICES AUSTRALIA LIMITED 2004-02-16 Sydney, NSW 2000, Australia
BNY TRUST COMPANY OF AUSTRALIA LIMITED 2004-02-16 Sydney, NSW 2000, Australia
GT AUSTRALIA NOMINEES LIMITED 2004-02-16 Sydney, NSW 2000, Australia
BTA INSTITUTIONAL SERVICES AUSTRALIA LIMITED 2004-02-16 Sydney, NSW 2000, Australia
COLONIAL FIRST STATE MANAGED INFRASTRUCTURE LIMITED 2004-02-16 Sydney, NSW 2000, Australia
FAR EAST CAPITAL LIMITED 2004-02-16 Sydney, NSW 2000, Australia
HUB24 CUSTODIAL SERVICES LTD 2004-02-15 Sydney, NSW 2000, Australia
TAL DIRECT PTY LIMITED 2004-02-15 Sydney, NSW 2000, Australia
ENJIN GROUP PTY LTD 2004-02-15 Sydney, NSW 2000, Australia
FORUM CAPITAL LIMITED 2004-02-13 Sydney, NSW 2000, Australia
DELOITTE CORPORATE FINANCE PTY LIMITED 2004-02-12 Sydney, NSW 2000, Australia
ACCIDENT & HEALTH INTERNATIONAL UNDERWRITING PTY LTD 2004-02-11 Sydney, NSW 2000, Australia
SEPECO PTY LTD 2004-02-10 Sydney, NSW 2000, Australia
PROTECSURE PTY LTD 2004-02-10 Sydney, NSW 2000, Australia
OPTIVER AUSTRALIA PTY LIMITED 2004-02-10 Sydney, NSW 2000, Australia
WESTPAC BANKING CORPORATION 2004-02-09 Sydney, NSW 2000, Australia
BT PORTFOLIO SERVICES LTD 2004-02-09 Sydney, NSW 2000, Australia
WESTPAC FINANCIAL SERVICES LIMITED 2004-02-09 Sydney, NSW 2000, Australia
WESTPAC RE LIMITED 2004-02-09 Sydney, NSW 2000, Australia
BT FUNDS MANAGEMENT NO. 2 LIMITED 2004-02-09 Sydney, NSW 2000, Australia
BT SECURITIES LTD 2004-02-09 Sydney, NSW 2000, Australia
WESTPAC SECURITIES LIMITED 2004-02-09 Sydney, NSW 2000, Australia
BT FUNDS MANAGEMENT LIMITED 2004-02-09 Sydney, NSW 2000, Australia
BT PRIVATE NOMINEES PTY LIMITED 2004-02-09 Sydney, NSW 2000, Australia
WESTPAC LIFE INSURANCE SERVICES LIMITED 2004-02-09 Sydney, NSW 2000, Australia