Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

2000 · Search Result

Service Name Issue Date Locality
GRANT SAMUEL CORPORATE FINANCE PTY LIMITED 2004-01-01 Sydney, NSW 2000, Australia
COVERFORCE PARTNERS PTY LTD 2004-01-01 Barangaroo, NSW 2000, Australia
PROVIDENCE WEALTH ADVISORY GROUP PTY LTD 2004-01-01 Sydney, NSW 2000, Australia
UNIMUTUAL LIMITED 2003-12-31 Sydney, NSW 2000, Australia
ANDOVER CORPORATE FINANCE PTY LIMITED 2003-12-24 Sydney, NSW 2000, Australia
AUSTRALIAN PIPELINE LIMITED 2003-12-24 Sydney, NSW 2000, Australia
JACQUES MARTIN ADMINISTRATION AND CONSULTING PTY LTD 2003-12-22 Sydney, NSW 2000, Australia
FLEETSURE PTY LTD 2003-12-22 Sydney, NSW 2000, Australia
STANDARD CHARTERED BANK 2003-12-22 Sydney, NSW 2000, Australia
NGS SUPER PTY LIMITED 2003-12-19 Sydney, NSW 2000, Australia
ARAB BANK AUSTRALIA LIMITED 2003-12-18 Sydney, NSW 2000, Australia
COMBINED LIFE INSURANCE COMPANY OF AUSTRALIA LTD 2003-12-18 Sydney, NSW 2000, Australia
BARON PARTNERS LIMITED 2003-12-18 Sydney, NSW 2000, Australia
ING BANK N.V. 2003-12-17 Sydney, NSW 2000, Australia
ORBIS INVESTMENT ADVISORY PTY LIMITED 2003-12-17 Sydney, NSW 2000, Australia
DFA AUSTRALIA LIMITED 2003-12-17 Sydney, NSW 2000, Australia
ASHE MORGAN FUNDS MANAGEMENT PTY LIMITED 2003-12-16 Sydney, NSW 2000, Australia
EQUITY UNDERWRITERS PTY LIMITED 2003-12-16 Sydney, NSW 2000, Australia
EPSILON INSURANCE BROKING SERVICES PTY LTD 2003-12-16 Sydney, NSW 2000, Australia
WESTFIELD AMERICA MANAGEMENT LIMITED 2003-12-15 Sydney, NSW 2000, Australia
ORD MINNETT LIMITED 2003-12-15 Sydney, NSW 2000, Australia
ORD MINNETT FINANCIAL PLANNING PTY LIMITED 2003-12-15 Sydney, NSW 2000, Australia
ORD MINNETT MANAGEMENT LIMITED 2003-12-15 Sydney, NSW 2000, Australia
CITIGROUP PTY LIMITED 2003-12-12 Sydney, NSW 2000, Australia
WINCHESTER ASSOCIATES PTY LIMITED 2003-12-11 Sydney, NSW 2000, Australia
ANZ SECURITIES LIMITED 2003-12-10 Sydney, NSW 2000, Australia
ANZ UNDERWRITING LIMITED 2003-12-09 Sydney, NSW 2000, Australia
THOMAS DAVIS FINANCIAL SERVICES PTY. LIMITED 2003-12-09 Sydney, NSW 2000, Australia
LOGAN INSURANCE BROKERS PTY LTD 2003-12-08 Sydney, NSW 2000, Australia
PROFESSIONAL INVESTMENT SERVICES PTY LTD 2003-12-08 Sydney, NSW 2000, Australia
FIDUCIAN PORTFOLIO SERVICES LIMITED 2003-12-05 Sydney, NSW 2000, Australia
GOULD, VANDA RUSSELL 2003-12-04 Sydney, NSW 2000, Australia
INFRASTRUCTURE CAPITAL GROUP LIMITED 2003-12-03 Sydney, NSW 2000, Australia
TECHINVEST PTY LIMITED 2003-12-03 Sydney, NSW 2000, Australia
SMART FINANCIAL PLANNING PTY LTD 2003-12-02 Sydney, NSW 2000, Australia
CLEARVIEW FINANCIAL MANAGEMENT LIMITED 2003-12-01 Sydney, NSW 2000, Australia
CLEARVIEW LIFE ASSURANCE LIMITED 2003-12-01 Sydney, NSW 2000, Australia
CLEARVIEW LIFE NOMINEES PTY LIMITED 2003-12-01 Sydney, NSW 2000, Australia
AUSMAQ LIMITED 2003-12-01 Sydney, NSW 2000, Australia
NAB ASSET MANAGEMENT SERVICES LIMITED 2003-12-01 Sydney, NSW 2000, Australia
NATIONAL ASSET MANAGEMENT LIMITED 2003-12-01 Sydney, NSW 2000, Australia
HSBC BANK AUSTRALIA LIMITED 2003-12-01 Sydney, NSW 2000, Australia
SGUAS PTY LTD 2003-12-01 Sydney, NSW 2000, Australia
MUFG BANK LTD. 2003-12-01 Sydney, NSW 2000, Australia
ICAP FUTURES (AUSTRALIA) PTY LTD 2003-12-01 Sydney, NSW 2000, Australia
RABOBANK AUSTRALIA LIMITED 2003-12-01 Sydney, NSW 2000, Australia
COMMONWEALTH BANK OF AUSTRALIA 2003-12-01 Sydney, NSW 2000, Australia
COLONIAL MUTUAL SUPERANNUATION PTY. LTD. 2003-12-01 Sydney, NSW 2000, Australia
COMMONWEALTH INSURANCE LIMITED 2003-12-01 Sydney, NSW 2000, Australia
THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED 2003-12-01 Sydney, NSW 2000, Australia
CREDIT SUISSE (AUSTRALIA) LIMITED 2003-12-01 Sydney, NSW 2000, Australia
BRIGDENS FINANCIAL SERVICES PTY. LTD. 2003-12-01 Sydney, NSW 2000, Australia
NOVUS CAPITAL LIMITED 2003-12-01 Sydney, NSW 2000, Australia
MARSH ADVANTAGE INSURANCE PTY LTD 2003-12-01 Sydney, NSW 2000, Australia
COOPERATIEVE RABOBANK U.A. 2003-12-01 Sydney, NSW 2000, Australia
LENDLEASE IMT (LLITST) LIMITED 2003-12-01 Barangaroo, NSW 2000, Australia
COMMONWEALTH SECURITIES LIMITED 2003-12-01 Sydney, NSW 2000, Australia
CBA MARKETS LIMITED 2003-12-01 Sydney, NSW 2000, Australia
PRIVATE PORTFOLIO MANAGERS PTY LIMITED 2003-12-01 Sydney, NSW 2000, Australia
EG CAPITAL FINANCE PTY LTD 2003-11-27 Sydney, NSW 2000, Australia
DAVID W LEE & ASSOCIATES PTY LTD 2003-11-27 Sydney, NSW 2000, Australia
FORSYTHES FINANCIAL SERVICES PTY LTD 2003-11-27 Sydney, NSW 2000, Australia
GRANT SAMUEL & ASSOCIATES PTY LIMITED 2003-11-26 Sydney, NSW 2000, Australia
GRANT SAMUEL CAPITAL ADVISORY PTY LIMITED 2003-11-26 Sydney, NSW 2000, Australia
MANIFEST CAPITAL MANAGEMENT PTY LIMITED 2003-11-26 Sydney, NSW 2000, Australia
JUA UNDERWRITING AGENCY PTY LTD 2003-11-25 Sydney, NSW 2000, Australia
EQUITY PARTNERS PTY LTD 2003-11-25 Sydney, NSW 2000, Australia
TOTAL RISK MANAGEMENT PTY LIMITED 2003-11-24 Sydney, NSW 2000, Australia
MAP FINANCIAL PLANNING PTY LTD 2003-11-24 Sydney, NSW 2000, Australia
ABERDEEN ASSET MANAGEMENT LIMITED 2003-11-21 Sydney, NSW 2000, Australia
NIKKO AM LIMITED 2003-11-19 Barangaroo, NSW 2000, Australia
TC ADVISORS AUSTRALIA ADVISORY SERVICES LIMITED 2003-11-18 Sydney, NSW 2000, Australia
BNP PARIBAS ASSET MANAGEMENT AUSTRALIA LIMITED 2003-11-18 Sydney, NSW 2000, Australia
ORIGIN SECURITIES PTY LIMITED 2003-11-17 Sydney, NSW 2000, Australia
ORIGIN INVESTMENT MANAGEMENT PTY LIMITED 2003-11-17 Sydney, NSW 2000, Australia
WILLIAM BUCK WEALTH ADVISORS (NSW) PTY LTD 2003-11-17 Sydney, NSW 2000, Australia
MEGA CAPITAL PTY LTD 2003-11-11 Sydney, NSW 2000, Australia
LONGREACH PTY LTD 2003-11-10 Sydney, NSW 2000, Australia
CONTANGO FUNDS MANAGEMENT LIMITED 2003-11-07 Sydney, NSW 2000, Australia
LASALLE FUNDS MANAGEMENT LIMITED 2003-11-07 Sydney, NSW 2000, Australia
OZFOREX LIMITED 2003-11-06 Sydney, NSW 2000, Australia
LAGOON MARKETS LIMITED 2003-11-06 Sydney, NSW 2000, Australia
FOLKESTONE MAXIM ASSET MANAGEMENT LIMITED 2003-11-06 Sydney, NSW 2000, Australia
BNY MELLON INVESTMENT MANAGEMENT AUSTRALIA LTD 2003-11-03 Sydney, NSW 2000, Australia
QUADRANT SECURITIES PTY LTD 2003-11-01 Sydney, NSW 2000, Australia
TYNAN MACKENZIE PTY LTD 2003-11-01 Sydney, NSW 2000, Australia
NEWEALTH PTY LTD 2003-11-01 Sydney, NSW 2000, Australia
GENESYS WEALTH ADVISERS LIMITED 2003-11-01 Sydney, NSW 2000, Australia
STEWART PARTNERS PTY LIMITED 2003-11-01 Sydney, NSW 2000, Australia
RMB RESOURCES LIMITED 2003-10-31 Sydney, NSW 2000, Australia
ADAM SMITH ASSET MANAGEMENT PTY LIMITED 2003-10-31 Sydney, NSW 2000, Australia
QUANTUM FUNDS MANAGEMENT LIMITED 2003-10-30 Sydney, NSW 2000, Australia
WLM FINANCIAL SERVICES PTY LIMITED 2003-10-27 Sydney, NSW 2000, Australia
ALTAIR ASSETS PTY LTD 2003-10-23 Sydney, NSW 2000, Australia
SPARTAN ASSET MANAGEMENT PTY LTD 2003-10-20 Sydney, NSW 2000, Australia
TMT PARTNERS PTY LIMITED 2003-10-20 Sydney, NSW 2000, Australia
H C F LIFE INSURANCE COMPANY PTY LTD 2003-10-15 Sydney, NSW 2000, Australia
ARCHER CAPITAL PTY LIMITED 2003-10-14 Dawes Point, NSW 2000, Australia
BW FINANCIAL ADVICE LIMITED 2003-10-13 Sydney, NSW 2000, Australia
MASU FINANCIAL MANAGEMENT PTY LTD 2003-10-02 Sydney, NSW 2000, Australia