STEPHEN ALEXANDER GODFREY


Licensee: BAILLIEU HOLST LTD

STEPHEN ALEXANDER GODFREY (Adviser# 000407622) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 9, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name STEPHEN ALEXANDER GODFREY
Adviser Number 000407622
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2011
Financial Service (AFS) Licence Licence# 000245421
BAILLIEU HOLST LTD
Licence ABN 74006519393
Adviser Start Date 2017-01-09
Appointing Representative Name BAILLIEU HOLST LTD
Appointing Representative Number 000245421
Appointing Representative ABN 74006519393
Memberships FINSIA
Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • STEPHEN ALEXANDER GODFREY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Foreign Exchange
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
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  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
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  • Superannuation
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  • Margin Lending Facility Standard
  • ·
  • Miscellaneous Financial MDA Services

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business Management University of Queensland
Bachelor of Commerce University of Queensland
CFP Deakin University
Graduate Diploma in Financial Planning Kaplan
Masters of Applied Finance Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000245421 BAILLIEU HOLST LTD 2017-01-09 - BAILLIEU HOLST LTD
000234527 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Further restrictions: Also permitted to provide financial product advice for: FIN-MDA Services, FIN-Non-Standard Margin Lending Facility, FIN-Miscellaneous Financial Investment Products - MDA Services, FIN-Miscellaneous Financial Risk Products, FIN-FHSA Issued non ADI and Self Managed Super Funds.
2016-01-11 - 2017-01-05 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
000302670 TUPICOFFS PTY LTD 2015-05-13 - 2015-12-18 TUPICOFFS PTY LTD
000394583 VISIS PTY LTD 2012-03-01 - 2015-03-31 STEPHEN ALEXANDER GODFREY
000309996 INSIGHT INVESTMENT SERVICES PTY LTD
Licence controlled by: HIGHFIELD GROUP PTY LTD
2011-07-01 - 2011-10-21 STEPHEN ALEXANDER GODFREY

Licensee Information

Licence Name BAILLIEU HOLST LTD
Licence Number 000245421
Licence ABN 74006519393

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MARC ROLAND WYSS Baillieu Holst Ltd Current 2018-07-02
NICHOLAS WINSTANLEY BIRD Baillieu Holst Ltd Current 2018-07-02
SIMON WILLIAM MARTIN Baillieu Holst Ltd Current 2018-06-02
CRAIG HUTCHINSON Baillieu Holst Ltd Current 2018-06-01
HARRY JOHN RUMBLE Baillieu Holst Ltd Current 2017-10-05
ANDREW SCOTT GREEN Baillieu Holst Ltd Current 2017-08-24
GEORGE COLIN SMITH Baillieu Holst Ltd Current 2017-06-12
CAMERON JOHN PRATT Baillieu Holst Ltd Current 2016-10-03
ADAM SPICER Baillieu Holst Ltd Current 2016-09-26
ZACHARY ALEXANDER STENT Baillieu Holst Ltd Current 2016-07-04

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.