DAVID ROBERTS

Licensee: FIDUCIAN FINANCIAL SERVICES PTY LTD

DAVID ROBERTS (Adviser# 000239986) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 9, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name DAVID ROBERTS
Adviser Number 000239986
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1995
Financial Service (AFS) Licence Licence# 000231103
FIDUCIAN FINANCIAL SERVICES PTY LTD
Licence ABN 46094765134
Licence Controlled By FIDUCIAN GROUP LIMITED
Adviser Start Date 2016-08-09
Appointing Representative Name FIDUCIAN FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000231103
Appointing Representative ABN 46094765134
Further Restrictions The financial adviser is authorised to provide SMSF personal advice to retail clients.

Authorisations to provide financial product advice

  • DAVID ROBERTS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Services (Financial Planning) Integratec (Aust) Pty Limited
Self Managed Superannuation Fund Adviser (Personal Advice) Mentor Education

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000231103 FIDUCIAN FINANCIAL SERVICES PTY LTD
Licence controlled by: FIDUCIAN GROUP LIMITED
Further restrictions: The financial adviser is authorised to provide SMSF personal advice to retail clients.
2016-08-09 - FIDUCIAN FINANCIAL SERVICES PTY LTD
000437518 AVALONFS PTY LTD
Licence controlled by: Amodio Financial Services Pty Ltd ATF AFS Trust [Date Ceased: 07/04/2016]
Further restrictions: No Margin Lending; No securities
2016-02-01 - 2016-08-08 AVALONFS PTY LTD
000414256 AIW DEALER SERVICES PTY LTD
Licence controlled by: ASTUTE HOLDINGS GROUP PTY LTD
2014-06-24 - 2016-02-01 AIW DEALER SERVICES PTY LTD
000338441 101 WEALTH SOLUTIONS PTY LTD 2013-06-11 - 2014-06-24 DAVID ROBERTS
000237641 GUARDIANFP LTD
Licence controlled by: SUNCORP GROUP LIMITED
2013-02-15 - 2013-06-05 DAVID ROBERTS
000312478 AAA FINANCIAL INTELLIGENCE LTD 2007-09-03 - 2013-02-12 DAVID ROBERTS

Licensee Information

Licence Name FIDUCIAN FINANCIAL SERVICES PTY LTD
Licence Number 000231103
Licence ABN 46094765134

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BRIAN ANDREW GREAVES Fiducian Financial Services Pty Ltd Current 2018-08-21
GARY RAYMOND AMMON Fiducian Financial Services Pty Ltd Current 2018-05-24
RICHARD PIESSE Fiducian Financial Services Pty Ltd Current 2018-04-09
JOSHUA GRAHAM CHARTERS Fiducian Financial Services Pty Ltd Current 2018-02-05
ALEXANDER JACK WILSON Fiducian Financial Services Pty Ltd Current 2018-01-19
TU THI VO Fiducian Financial Services Pty Ltd Current 2018-01-19
LYNNE MAREE NEVILLE Fiducian Financial Services Pty Ltd Current 2017-11-13
AMY GRACE LIPPIS Fiducian Financial Services Pty Ltd Current 2017-11-03
AMY LEE HOAD Fiducian Financial Services Pty Ltd Current 2017-08-23
TOBY JAMES ALLEN Fiducian Financial Services Pty Ltd Current 2017-07-27

Competitor

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.