JAMES RICHARD GREGORY SMITH (Adviser# 000276116) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is December 18, 2015.
| Register Name | Financial Advisers |
| Adviser Name | JAMES RICHARD GREGORY SMITH |
| Adviser Number | 000276116 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2008 |
| Financial Service (AFS) Licence |
Licence# 000229885 SUNCORP FINANCIAL SERVICES PTY LTD |
| Licence ABN | 50010844621 |
| Licence Controlled By | SUNCORP GROUP LIMITED |
| Adviser Start Date | 2015-12-18 |
| Adviser End Date | 2017-07-06 |
| Appointing Representative Name | SUNCORP FINANCIAL SERVICES PTY LTD |
| Appointing Representative Number | 000229885 |
| Appointing Representative ABN | 50010844621 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000229885 |
SUNCORP FINANCIAL SERVICES PTY LTD
Licence controlled by: SUNCORP GROUP LIMITED |
2015-12-18 - 2017-07-06 | SUNCORP FINANCIAL SERVICES PTY LTD |
| 000234951 |
PROFESSIONAL INVESTMENT SERVICES PTY LTD
Licence controlled by: CENTREPOINT WEALTH PTY LTD |
2015-05-06 - 2015-06-12 | ULTON WEALTH MANAGEMENT PTY LTD |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] |
2014-09-26 - 2015-03-30 | |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] |
2011-07-28 - 2014-09-25 | |
| 000234527 |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
2010-10-01 - 2011-06-01 | |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] |
2008-09-25 - 2010-09-21 | |
| 000232409 | COMBINED INSURANCE COMPANY OF AMERICA | 2004-05-24 - 2004-07-02 |
| Licence Name | SUNCORP FINANCIAL SERVICES PTY LTD |
| Licence Number | 000229885 |
| Licence ABN | 50010844621 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MAXWELL LEONARD CORBETT BARKER | Suncorp Financial Services Pty Ltd | Current | 2017-10-16 |
| NICK FOUNTAS | Suncorp Financial Services Pty Ltd | Ceased | 2017-07-07 |
| DAVID SENGCHANSAVANG | Suncorp Financial Services Pty Ltd | Ceased | 2017-07-06 |
| THOMAS GLYN HAINES | Suncorp Financial Services Pty Ltd | Current | 2017-07-05 |
| PHILIP PAUL DEBNAM | Suncorp Financial Services Pty Ltd | Current | 2017-07-03 |
| KATRINA MOORE | Suncorp Financial Services Pty Ltd | Current | 2017-05-17 |
| JUSTINE WILESMITH | Suncorp Financial Services Pty Ltd | Current | 2017-05-11 |
| TONY MCMAHON | Suncorp Financial Services Pty Ltd | Current | 2017-04-20 |
| KELLIE PETERS | Suncorp Financial Services Pty Ltd | Current | 2017-04-19 |
| SANG NGOC NGUYEN | Suncorp Financial Services Pty Ltd | Current | 2017-02-20 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.