BENJAMIN JOHN POLKINGHORNE (Adviser# 001000347) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 22, 2017.
| Register Name | Financial Advisers |
| Adviser Name | BENJAMIN JOHN POLKINGHORNE |
| Adviser Number | 001000347 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2005 |
| Financial Service (AFS) Licence |
Licence# 000237121 ORD MINNETT LIMITED |
| Licence ABN | 86002733048 |
| Licence Controlled By | IOOF HOLDINGS LTD |
| Adviser Start Date | 2017-08-22 |
| Appointing Representative Name | ORD MINNETT LIMITED |
| Appointing Representative Number | 000237121 |
| Appointing Representative ABN | 86002733048 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma In Financial Markets 2002 | SDIA |
| Impact of Basel III on banking products | Kaplan |
| Managing margin calls | Kaplan |
| Spotlight on domestic and global equities | Kaplan |
| Understanding geared investment | Kaplan |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000237121 |
ORD MINNETT LIMITED
Licence controlled by: IOOF HOLDINGS LTD |
2017-08-22 - | ORD MINNETT LIMITED |
| 000238375 |
WILSONS ADVISORY AND STOCKBROKING LIMITED
Licence controlled by: PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED [Date Ceased: 29/02/2016] ~ WILSONS HOLDING COMPANY PTY LTD |
2011-09-19 - 2017-05-19 | WILSONS ADVISORY AND STOCKBROKING LIMITED |
| 000239052 |
PATERSONS SECURITIES LIMITED
Licence controlled by: PATERSONS SECURITIES LIMITED |
2006-01-01 - 2011-09-01 |
| Licence Name | ORD MINNETT LIMITED |
| Licence Number | 000237121 |
| Licence ABN | 86002733048 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MARY VAN DAALEN | Ord Minnett Limited | Current | 2018-08-06 |
| MATTHEW MALIN | Ord Minnett Limited | Current | 2018-08-01 |
| ANGELOS GIANNAKOPOULOS | Ord Minnett Limited | Current | 2018-07-31 |
| MELINDA LIPSHUTZ | Ord Minnett Limited | Current | 2018-07-30 |
| VERA LIN | Ord Minnett Limited | Current | 2018-07-19 |
| DALE WEEKS | Ord Minnett Limited | Current | 2018-07-10 |
| TONY HAWKINS | Ord Minnett Limited | Current | 2018-06-18 |
| BRIAN MANNING | Ord Minnett Limited | Current | 2018-06-14 |
| JOHN BLAND | Ord Minnett Limited | Current | 2018-06-12 |
| DEBRA HUNTLEY | Ord Minnett Limited | Current | 2018-06-12 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.