Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

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Service Name Issue Date Locality
BGC SECURITIES (AUSTRALIA) PTY LIMITED 2011-05-09 Sydney, NSW 2000, Australia
BAILADOR INVESTMENT MANAGEMENT PTY LIMITED 2011-05-09 Sydney, NSW 2000, Australia
LIFEBROKER PTY. LTD. 2011-05-06 Melbourne, VIC 3000, Australia
GROW YOUR WEALTH PTY LTD 2011-05-06 Kirwan, QLD 4817, Australia
JENCAY CAPITAL PTY LTD 2011-05-05 Maroubra, NSW 2035, Australia
ERM FINANCIAL SERVICES PTY LTD 2011-05-04 Brisbane, QLD 4000, Australia
DAP AFSL PTY LTD 2011-05-04 Manly, NSW 2095, Australia
EVERMORE MONEY MANAGEMENT PTY LTD 2011-05-03 Doncaster East, VIC 3109, Australia
CASTLEREAGH CAPITAL PTY LIMITED 2011-05-02 Sydney, NSW 2000, Australia
EIGHTCAP PTY LTD 2011-04-29 Melbourne, VIC 3000, Australia
VISIS PTY LTD 2011-04-29 Brisbane, QLD 4000, Australia
AGW FUNDS MANAGEMENT LTD 2011-04-29 Leeton, NSW 2705, Australia
FOREX SPORT PTY. LTD. 2011-04-29 Melbourne, VIC 3000, Australia
NASCENT FINANCIAL SERVICES PTY LTD 2011-04-28 West Perth, WA 6005, Australia
WINDSOR INCOME PROTECTION PTY LTD 2011-04-27 Carlton, VIC 3053, Australia
CODA ASSET MANAGEMENT PTY LTD 2011-04-21 Queens Park, NSW 2022, Australia
WEALTH PSYCHOLOGY PTY LTD 2011-04-21 Westminster, WA 6061, Australia
ORACLE MARKETS PTY LTD 2011-04-21 Sydney, NSW 2000, Australia
ZODIAC SECURITIES PTY LTD 2011-04-20 Burleigh Heads, QLD 4220, Australia
MILLER WEALTH MANAGEMENT PTY LTD 2011-04-20 Banksia Beach, QLD 4507, Australia
INSIGHT PRIVATE WEALTH PTY LIMITED 2011-04-18 Sydney, NSW 2000, Australia
RAPID INSURANCE GROUP PTY LTD 2011-04-15 Melbourne, VIC 3000, Australia
ESSENTIAL FINANCIAL PLANNING AUSTRALIA PTY LTD 2011-04-15 Melbourne, VIC 3000, Australia
STEAMER ENTERPRISES PTY LTD 2011-04-14 Lauriston, VIC 3444, Australia
FINANCIAL PLANNING EXPERT PTY LTD 2011-04-13 Mount Eliza, VIC 3930, Australia
GARDA FUNDS MANAGEMENT LIMITED 2011-04-11 Brisbane, QLD 4000, Australia
KWM FINANCIAL CONSULTANTS PTY LTD 2011-04-11 Sydney, NSW 2000, Australia
INVESTA LISTED FUNDS MANAGEMENT LIMITED 2011-04-11 Sydney, NSW 2000, Australia
NHC ADVISORS PTY LTD 2011-04-06 Crows Nest, NSW 2065, Australia
SPRING FG WEALTH PTY LTD 2011-04-04 Sydney, NSW 2000, Australia
NEUBERGER BERMAN AUSTRALIA PTY LTD 2011-04-01 Melbourne, VIC 3000, Australia
FRONTIER WEALTH ADVISERS PTY. LTD. 2011-04-01 North Strathfield, NSW 2137, Australia
EBSWORTH PARTNERS PTY LTD 2011-03-31 Paddington, NSW 2021, Australia
QUEST SECURITIES (AUSTRALIA) LIMITED 2011-03-30 Melbourne, VIC 3000, Australia
J & B ENERGY SERVICES PTY. LTD. 2011-03-30 Sydney, NSW 2000, Australia
STARR UNDERWRITING AGENTS (ASIA) LIMITED 2011-03-29 Melbourne, VIC 3000, Australia
HASSELBRING, DIRK 2011-03-25 Forestville, NSW 2087, Australia
EQUITI CAPITAL LIMITED 2011-03-22 Parramatta, NSW 2150, Australia
LIEF PTY LTD 2011-03-21 Yatala, QLD 4207, Australia
ENTHUSIAST UNDERWRITING PTY LTD 2011-03-21 Bunya, QLD 4055, Australia
HICA INSURANCE BROKERS PTY LTD 2011-03-18 Eltham, VIC 3095, Australia
CARGILL AUSTRALIA FINANCIAL SERVICES PTY LIMITED 2011-03-17 Southbank, VIC 3006, Australia
YWCP PTY LTD 2011-03-17 Blackburn, VIC 3130, Australia
GLORY SKY GLOBAL (AUS) LIMITED 2011-03-16 Sydney, NSW 2000, Australia
DAYTON WAY SECURITIES PTY LTD 2011-03-15 Sydney, NSW 2000, Australia
GOODMAN INDUSTRIAL FUNDS MANAGEMENT LIMITED 2011-03-15 Sydney, NSW 2000, Australia
D. & A. WHITE PTY LTD 2011-03-11 Shepparton, VIC 3630, Australia
FOXFIRE CAPITAL PTY LTD 2011-03-11 Kew, VIC 3101, Australia
ECLIPSE FUTURES (HK) LIMITED 2011-03-10 Causeway Bay, International
HUNTER FIELD CAPITAL PARTNERS PTY LTD 2011-03-10 Greenwich, NSW 2065, Australia
SECURE FUTURE FINANCIAL PLANNING PTY LTD 2011-03-09 Belmont, QLD 4153, Australia
MASTERCARD PREPAID MANAGEMENT SERVICES AUSTRALIA PTY LTD 2011-03-08 North Sydney, NSW 2060, Australia
HANRAHANS FINANCIAL PLANNING PTY LTD 2011-03-07 Leichhardt, NSW 2040, Australia
ASSET BUILDER FINANCIAL SERVICES PTY LTD 2011-03-04 Port Melbourne, VIC 3207, Australia
OPTIMUS FINANCIAL ADVISORY PTY LTD 2011-03-04 Subiaco, WA 6008, Australia
CO2 GROUP FINANCIAL SERVICES PTY LTD 2011-03-03 Perth, WA 6000, Australia
FLUID FINANCIAL PLANNING PTY LTD 2011-03-02 North Sydney, NSW 2060, Australia
BRIDGEWOOD PRIVATE WEALTH PTY LTD 2011-03-01 Melbourne, VIC 3004, Australia
FINANCE WISE GLOBAL SECURITIES PTY LTD 2011-03-01 Kings Park, SA 5034, Australia
AI INSURANCE HOLDINGS PTY LIMITED 2011-02-24 Kotara, NSW 2289, Australia
GPS INVESTMENT FUND LIMITED 2011-02-24 Brisbane, QLD 4000, Australia
YOUR MONEY MANAGER PTY LTD 2011-02-24 Melbourne, VIC 3000, Australia
ALPHA LEASE FUND AUSTRALIA LIMITED 2011-02-24 Sydney, NSW 2000, Australia
GERSH SECURITIES PTY LTD 2011-02-22 South Yarra, VIC 3141, Australia
FORTRESS INVESTMENT GROUP (AUSTRALIA) PTY LIMITED 2011-02-18 Sydney, NSW 2000, Australia
HUB WEALTH MANAGEMENT PTY LTD 2011-02-18 Sydney, NSW 2001, Australia
INDEPENDENT CAPITAL ADVISERS PTY LTD 2011-02-17 Cairns, QLD 4870, Australia
BRIAN SULLIVAN PROPERTY PTY LTD 2011-02-17 Palmyra, WA 6157, Australia
KP INTERNATIONAL GROUP AUSTRALIA PTY LTD 2011-02-15 Sydney, NSW 2000, Australia
FIDUCIA ASSET MANAGEMENT PTY. LTD. 2011-02-11 Vaucluse, NSW 2030, Australia
CARNEGIE FINANCIAL PLANNING PTY LTD 2011-02-10 Parramatta, NSW 2150, Australia
BROUGHAM & VAUX (AUST.) PTY LTD 2011-02-10 North Adelaide, SA 5006, Australia
POMONA AUSTRALIA PTY LIMITED 2011-02-09 Sydney, NSW 2000, Australia
KPMG FINANCIAL SERVICES CONSULTING PTY LTD 2011-02-09 Barangaroo, NSW 2000, Australia
KJ RISK GROUP PTY LTD 2011-02-08 Neutral Bay, NSW 2089, Australia
AXSTRA CAPITAL PTY LIMITED 2011-02-08 Sydney, NSW 2000, Australia
MACRO CAPITAL LIMITED 2011-02-04 Subiaco, WA 6008, Australia
MERCURY CAPITAL INVESTMENTS PTY LIMITED 2011-02-02 Sydney, NSW 2000, Australia
JIM'S INSURANCE SERVICES PTY LTD 2011-02-01 Mooroolbark, VIC 3138, Australia
TIERNAN PARSONS FINANCIAL SERVICES PTY. LTD. 2011-02-01 Hawthorn East, VIC 3123, Australia
FIRST COMMERCIAL LIMITED 2011-01-31 Sydney, NSW 2000, Australia
KIRKDON FINANCIAL SERVICES PTY LIMITED 2011-01-31 Beecroft, NSW 2119, Australia
BMFN PTY LTD 2011-01-28 Sydney, NSW 2000, Australia
THE SILVERFERN GROUP PTY LTD 2011-01-24 Sydney, NSW 2000, Australia
AUSTRALASIAN CAPITAL PTY LIMITED 2011-01-21 South Yarra, VIC 3141, Australia
BURRELL SECURITIES LIMITED 2011-01-20 Spring Hill, QLD 4000, Australia
NOVAPORT CAPITAL PTY LTD 2011-01-19 Sydney, NSW 2000, Australia
708 CAPITAL PTY LTD 2011-01-18 Sydney, NSW 2000, Australia
BW EQUITIES PTY LTD 2011-01-18 Melbourne, VIC 3000, Australia
AIG AUSTRALIA LIMITED 2011-01-11 Sydney, NSW 2000, Australia
HMT GROUP PTY LTD 2011-01-11 Mosman Park, WA 6012, Australia
GLOBAL PRIME PTY LIMITED 2011-01-05 Sydney, NSW 2000, Australia
NEO FINANCIAL SOLUTIONS PTY LTD 2011-01-04 Perth, WA 6000, Australia
LANTERN RE LTD 2011-01-04 Sydney, NSW 2000, Australia
AMP DIRECT PTY LTD 2011-01-01 Sydney, NSW 2000, Australia
INVESTORS DIRECT FINANCIAL PLANNING PTY LTD 2010-12-24 Melbourne, VIC 3004, Australia
SUPERCOM CONSULTANTS PTY LTD 2010-12-22 North Parramatta, NSW 2151, Australia
COVERDIRECT PTY LIMITED 2010-12-22 Sydney, NSW 2000, Australia
EQUITIES FIRST HOLDINGS (AUSTRALIA) PTY LTD 2010-12-21 Sydney, NSW 2000, Australia
101 CAPITAL PTY LTD 2010-12-16 Rozelle, NSW 2039, Australia