Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

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Service Name Issue Date Locality
AJ FINANCIAL PLANNING PTY LTD 2010-12-16 Prahran, VIC 3181, Australia
LEVERAGED EQUITIES LIMITED 2010-12-14 Sydney, NSW 2000, Australia
AURA WEALTH PTY LTD. 2010-12-14 Sydney, NSW 2000, Australia
DMP ASSET MANAGEMENT LTD 2010-12-14 Melbourne, VIC 3000, Australia
BLACKWATTLE INVESTMENT MANAGEMENT PTY LTD 2010-12-14 Sydney, NSW 2000, Australia
MARKIEWICZ & COMPANY PTY LTD 2010-12-13 Sydney, NSW 2000, Australia
BELL POTTER CAPITAL LIMITED 2010-12-10 Melbourne, VIC 3001, Australia
DOLPHIN PARTNERS PTY LTD 2010-12-09 Melbourne, VIC 3000, Australia
KAZ CAPITAL PTY LTD 2010-12-08 Surry Hills, NSW 2010, Australia
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED 2010-12-07 Sydney, NSW 2000, Australia
TERRAPLEX PTY LTD 2010-12-07 South Melbourne, VIC 3205, Australia
SHARPLES, JANICE FRANCES 2010-12-06 Tarragindi, QLD 4121, Australia
CQS INVESTMENT MANAGEMENT (AUSTRALIA) PTY LIMITED 2010-12-06 Sydney, NSW 2000, Australia
AQ INVESTMENT MANAGEMENT PTY LTD 2010-12-01 Brisbane, QLD 4000, Australia
PROJECTS & INFRASTRUCTURE HOLDINGS PTY LTD 2010-11-30 Sydney, NSW 2000, Australia
CRESCENT WEALTH FUNDS MANAGEMENT (AUST) LIMITED 2010-11-30 Sydney, NSW 2000, Australia
HARBOUR MANAGEMENT PTY LTD 2010-11-29 Double Bay, NSW 2028, Australia
NEWELL FINANCIAL PLANNING PTY LTD 2010-11-25 Albury, NSW 2640, Australia
ARGURION FINANCE GROUP PTY LTD 2010-11-23 Booragoon, WA 6154, Australia
DDM FINANCIAL PLANNING PTY LTD 2010-11-23 Crabtree, TAS 7109, Australia
VASCO INVESTMENT MANAGERS LIMITED 2010-11-22 Melbourne, VIC 3000, Australia
ENERGY ACTION (AUSTRALIA) PTY LTD 2010-11-22 Parramatta, NSW 2150, Australia
SOVEREIGN FINANCIAL GROUP PTY LTD 2010-11-22 Melbourne, VIC 3000, Australia
ALDER AND PARTNERS PTY LTD 2010-11-19 Dalkeith, WA 6009, Australia
AUSTRALIAN GOLDEN SECURITIES LTD 2010-11-16 Melbourne, VIC 3004, Australia
LGSS PTY LIMITED 2010-11-15 Sydney, NSW 2000, Australia
SUMMIT INSURANCE BROKERS PTY. LTD. 2010-11-11 Elsternwick, VIC 3185, Australia
OAKWOOD LIFESTYLE ADVISERS PTY LTD 2010-11-11 Chatswood, NSW 2067, Australia
ASPIRI FINANCIAL SERVICES PTY LTD 2010-11-11 Newstead, QLD 4006, Australia
GLOBAL PRIME PARTNERS (AUSTRALIA) PTY LTD 2010-11-10 Noosa Heads, QLD 4567, Australia
WATTLE PARTNERS PTY LTD 2010-11-09 Richmond, VIC 3121, Australia
INSIGHT INVESTMENT PARTNERS PTY LTD 2010-11-08 Drummoyne, NSW 2047, Australia
LA TROBE FINANCIAL CUSTODY & SECURITISATION SERVICES PTY LIMITED 2010-11-08 Melbourne, VIC 3000, Australia
ROPAN LICENSEES PTY. LTD. 2010-11-05 Traralgon, VIC 3844, Australia
D H FLINDERS PTY LTD 2010-11-04 Melbourne, VIC 3000, Australia
RE1 LIMITED 2010-11-02 Sydney, NSW 2000, Australia
RE2 LIMITED 2010-11-02 Sydney, NSW 2000, Australia
FORTNUM PRIVATE WEALTH LTD 2010-11-01 North Sydney, NSW 2060, Australia
AMICUS ADVISORY PTY LTD 2010-11-01 Bondi Junction, NSW 2022, Australia
AUSTRALIAN GROUP INSURANCES PTY LTD 2010-10-29 Sydney, NSW 2000, Australia
VENTURE ADVISORY PTY LTD 2010-10-28 Melbourne, VIC 3000, Australia
ARROWSTREET CAPITAL AUSTRALIA PTY. LTD. 2010-10-27 Sydney, NSW 2000, Australia
MOODY'S ANALYTICS AUSTRALIA PTY LTD 2010-10-26 Sydney, NSW 2000, Australia
APEX CAPITAL PARTNERS PTY LIMITED 2010-10-22 Sydney, NSW 2000, Australia
AURA CAPITAL PTY LTD 2010-10-18 Sydney, NSW 2000, Australia
NEXT G WEALTH PTY LTD 2010-10-18 West Perth, WA 6005, Australia
MARKET PRAXIS PTY LTD 2010-10-18 Waverley, NSW 2024, Australia
LYTHGO CREW WEALTH MANAGEMENT PTY LTD 2010-10-15 Fortitude Valley, QLD 4006, Australia
ALLEN ALLEN & PARTNERS PTY LTD 2010-10-15 Sydney, NSW 2000, Australia
COMPLETE STRATA INSURANCE UNDERWRITING PTY LTD 2010-10-15 Chatswood, NSW 2067, Australia
KPG INVESTMENT MANAGEMENT PTY LIMITED 2010-10-14 Milton, QLD 4064, Australia
CRAIGS INVESTMENT PARTNERS LIMITED 2010-10-12 Tauranga 3110, International
PANTHER TRADING PTY LTD 2010-10-12 Wollstonecraft, NSW 2065, Australia
CREDIT SUISSE INVESTMENT SERVICES (AUSTRALIA) LIMITED 2010-10-12 Sydney, NSW 2000, Australia
LLOYDS BANK PLC 2010-10-11 Sydney, NSW 2000, Australia
CHAMP VENTURES 7 MANAGEMENT PTY LIMITED 2010-10-11 Sydney, NSW 2000, Australia
BARRINGTON ASSET CONSULTING PTY LTD 2010-10-08 T Auckland 1140, International
CXC FINANCIAL PARTNERS PTY LTD 2010-10-07 Brookvale, NSW 2100, Australia
JPMORGAN ASSET MANAGEMENT (AUSTRALIA) LIMITED 2010-09-30 Sydney, NSW 2000, Australia
ORACLE GROUP (AUSTRALIA) PTY LTD 2010-09-29 Balcatta, WA 6021, Australia
ENDEAVOR ASSET MANAGEMENT PTY. LTD. 2010-09-28 Albert Park, VIC 3206, Australia
FINERGY SOLUTIONS PTY LTD 2010-09-28 Petrie Terrace, QLD 4000, Australia
MIRO ADVISORS PTY LTD 2010-09-24 West Perth, WA 6005, Australia
POLYMATH INVESTORS PROPRIETARY LIMITED 2010-09-22 Homebush, NSW 2140, Australia
ENVEX SERVICES PTY LIMITED 2010-09-21 Sydney, NSW 2000, Australia
PALMER PORTFOLIOS GROUP PTY LTD 2010-09-21 Milton, QLD 4064, Australia
HORVAT FINANCIAL ADVISORS PTY. LTD. 2010-09-21 Essendon North, VIC 3041, Australia
CHINA CONSTRUCTION BANK CORPORATION 2010-09-20 Sydney, NSW 2000, Australia
LOWELL RESOURCES FUNDS MANAGEMENT LTD 2010-09-17 Melbourne, VIC 3000, Australia
HIGHLOW MARKETS PTY LTD 2010-09-17 Sydney, NSW 2000, Australia
PROFESSIONAL WEALTH PTY LTD 2010-09-17 Melbourne, VIC 3000, Australia
RUIZEAN FUNDS MANAGEMENT LTD 2010-09-13 Sydney, NSW 2000, Australia
AXLE CAPITAL PTY LIMITED 2010-09-07 Sydney, NSW 2000, Australia
WATERMARK AFSL PTY LTD 2010-09-01 Fortitude Valley, QLD 4006, Australia
PITCHER PARTNERS WEALTH MANAGEMENT PTY LTD 2010-08-31 Brisbane, QLD 4000, Australia
MASON STEVENS LIMITED 2010-08-30 Sydney, NSW 2000, Australia
MONTGOMERY INVESTMENT MANAGEMENT PTY. LTD. 2010-08-30 Ultimo, NSW 2007, Australia
CAMBRIDGE SECURITIES PTY LTD 2010-08-30 Victoria Park, WA 6100, Australia
CONTINUITY CAPITAL INVESTMENT SERVICES LIMITED 2010-08-30 Canberra, ACT 2601, Australia
STAPLETON ASSET MANAGEMENT LIMITED 2010-08-27 Darlinghurst, NSW 2010, Australia
BEA INSURANCE BROKERS PTY LTD 2010-08-27 Williamstown, VIC 3016, Australia
ROYALTY FINANCIAL SERVICES PTY LTD 2010-08-27 Stirling, WA 6021, Australia
RETIRE HEALTHY PTY LTD 2010-08-26 Bald Hills, QLD 4036, Australia
AUSTRALIAN DEVELOPMENT CAPITAL PTY LTD 2010-08-26 West Perth, WA 6005, Australia
MONEX SECURITIES AUSTRALIA PTY LTD 2010-08-25 Sydney, NSW 2000, Australia
MONEYWISE FINANCIAL PLANNING PTY. LTD. 2010-08-24 Newport, NSW 2106, Australia
DDM SECURITIES PTY LTD 2010-08-24 Melbourne, VIC 3000, Australia
STURT CAPITAL PTY LTD 2010-08-20 Sydney, NSW 2000, Australia
INTAS INSURANCE SERVICES PTY LTD 2010-08-20 Launceston, TAS 7250, Australia
LUITEN SHORES FINANCIAL PLANNING PTY LTD 2010-08-18 Pakenham, VIC 3810, Australia
CYGNUS ADVISORY PTY. LTD. 2010-08-17 Balaclava, VIC 3183, Australia
ROCHFORD CAPITAL PTY LIMITED 2010-08-12 Sydney, NSW 2000, Australia
MARITIME SUPER PTY LIMITED 2010-08-11 Sydney, NSW 2000, Australia
ALPHINITY INVESTMENT MANAGEMENT PTY LTD 2010-08-09 Sydney, NSW 2000, Australia
BEAUMARIS MANAGEMENT PTY LTD 2010-08-06 Adelaide, SA 5000, Australia
CITILINK FINANCE (AUSTRALIA) PTY LTD 2010-08-05 Sydney, NSW 2000, Australia
PROVENANCE FINANCIAL SOLUTIONS PTY LTD 2010-08-03 Inglewood, WA 6052, Australia
DEVENIR NOMINEES PTY LTD 2010-08-02 Mandurah, WA 6210, Australia
BENNETT FINANCIAL SERVICES PTY LTD 2010-08-02 Red Hill, WA 6056, Australia
TULLOCH CORPORATE ADVISORY PTY LTD 2010-08-02 Northbridge, NSW 2063, Australia