Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

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Service Name Issue Date Locality
GFI AUSTRALIA PTY LTD 2009-10-02 Sydney, NSW 2000, Australia
CAERUS CAPITAL PTY LTD 2009-10-01 Subiaco, WA 6008, Australia
REGIS MUTUAL MANAGEMENT PTY LTD 2009-09-30 Sydney, NSW 2000, Australia
LOCUMSGROUP ASSET MANAGEMENT PTY LTD 2009-09-30 Sydney, NSW 2000, Australia
KIS CAPITAL PARTNERS PTY LTD 2009-09-29 Sydney, NSW 2000, Australia
SWITA INVESTMENT MANAGEMENT PTY LTD 2009-09-28 Sydney, NSW 2000, Australia
AUSTRALIA PACIFIC FUNDS MANAGEMENT PTY LTD 2009-09-23 Melbourne, VIC 3000, Australia
FORT STREET ADVISERS PTY LTD 2009-09-22 Sydney, NSW 2000, Australia
ELITE GENERAL INSURANCE SERVICES PTY LTD 2009-09-22 Myaree, WA 6154, Australia
SIGMA FUNDS MANAGEMENT PTY LTD 2009-09-21 Sydney, NSW 2000, Australia
SPARK CAPITAL PTY LIMITED 2009-09-18 Sydney, NSW 2000, Australia
GLENNON CAPITAL PTY LTD 2009-09-16 Sydney, NSW 2000, Australia
GGBWEALTHCARE PTY LTD 2009-09-16 Sydney, NSW 2000, Australia
APC SECURITIES PTY LTD 2009-09-15 Sydney, NSW 2000, Australia
ALTIS PROPERTY PARTNERS PTY LTD 2009-09-14 Sydney, NSW 2000, Australia
AQUASIA PTY LTD 2009-09-11 Sydney, NSW 2000, Australia
KEHLMANN BERLEYS CAPITAL PTY LTD 2009-09-09 Sydney, NSW 2000, Australia
METROLAND FUNDS MANAGEMENT PTY LTD 2009-09-08 Sydney, NSW 2000, Australia
KABM PTY LTD 2009-09-07 Albert Park, VIC 3206, Australia
MILLBROOK MORTGAGE MANAGEMENT LTD 2009-09-04 Melbourne, VIC 3000, Australia
PRIMARY FINANCIAL SERVICES PTY LTD 2009-09-01 Mundaring, WA 6073, Australia
MAC EQUITY PARTNERS PTY LTD 2009-09-01 Nedlands, WA 6009, Australia
GLENEAGLE SECURITIES (AUST) PTY LIMITED 2009-08-31 Sydney, NSW 2000, Australia
GOLDSTONE GLOBAL CAPITAL GROUP PTY LTD 2009-08-31 Sydney, NSW 2000, Australia
PURSUIT CAPITAL PTY LTD 2009-08-31 Subiaco, WA 6008, Australia
PRIMEWEST FUNDS LTD 2009-08-28 Perth, WA 6000, Australia
BALLINGERS FP PTY LTD 2009-08-25 Newcastle West, NSW 2302, Australia
CONSULT INSURANCE SOLUTIONS PTY. LTD. 2009-08-25 Kew, VIC 3101, Australia
RIVIERA CAPITAL PTY LTD 2009-08-21 Sydney, NSW 2000, Australia
ALFRED STREET NOMINEES PTY LIMITED 2009-08-19 Sydney, NSW 2000, Australia
BOARDROOM FINANCIAL SERVICES PTY LIMITED 2009-08-19 Sydney, NSW 2000, Australia
CERNO REAL ESTATE INVESTORS LIMITED 2009-08-19 Sydney, NSW 2000, Australia
MGS FINANCIAL PTY LIMITED 2009-08-18 Sydney, NSW 2000, Australia
PAC ASSET MANAGEMENT PTY LTD 2009-08-14 Melbourne, VIC 3000, Australia
SANLAM PRIVATE WEALTH PTY LTD 2009-08-14 Sydney, NSW 2000, Australia
PROBIS FINANCIAL SERVICES LIMITED 2009-08-14 Sydney, NSW 2000, Australia
ATRIUM INVESTMENT MANAGEMENT PTY LTD 2009-08-14 Spring Hill, QLD 4000, Australia
MWH CAPITAL PTY. LTD. 2009-08-11 Melbourne, VIC 3000, Australia
COLUMBUS CAPITAL PTY. LIMITED 2009-08-07 Sydney, NSW 2000, Australia
ADVISERCHOICE PTY LTD 2009-08-05 Morley, WA 6943, Australia
DEAN WATT THOROUGHBREDS PTY LTD 2009-08-05 Caringbah, NSW 2229, Australia
SELECTUS FINANCIAL SERVICES PTY LTD 2009-08-04 Melbourne, VIC 3000, Australia
TASMAN FOREIGN EXCHANGE PTY LTD 2009-08-04 Auckland 1021, International
PROPERTYLINK INVESTMENT MANAGEMENT LTD 2009-08-03 Sydney, NSW 2000, Australia
HPH FINANCIAL PLANNING PTY LTD 2009-07-31 Como, WA 6152, Australia
PORTFOLIO PLANNERS PTY LTD 2009-07-31 Brighton, VIC 3186, Australia
FIRST COMMERCIAL BANK LTD. 2009-07-28 Brisbane, QLD 4000, Australia
N.J. RENTON AND PARTNERS CAPITAL PTY LTD 2009-07-28 Sydney, NSW 2000, Australia
HENDERSONS FP PTY LTD 2009-07-24 Adelaide, SA 5000, Australia
ASTUTE ADVISORY SERVICES PTY LTD 2009-07-23 Rockhampton City, QLD 4700, Australia
CLOUD BREAK ADVISORY PTY LTD 2009-07-22 Mount Barker, SA 5251, Australia
QUATTRO CAPITAL GROUP PTY. LTD. 2009-07-17 Dalkeith, WA 6009, Australia
HORIZON FINANCIAL PLANNING PTY LTD 2009-07-17 Port Lincoln, SA 5606, Australia
LEGACY PROPERTY CAPITAL LTD 2009-07-14 Sydney, NSW 2000, Australia
SNAPS INSURANCE PTY LTD 2009-07-14 Ballina, NSW 2478, Australia
QUEEN STREET PARTNERS PTY. LIMITED 2009-07-13 Melbourne, VIC 3000, Australia
FP MARINE RISKS LIMITED 2009-07-06 Dham Street Central, International
PAMPLONA PTY LTD 2009-07-03 Subiaco, WA 6008, Australia
INTERNATIONAL CAPITAL MARKETS PTY. LTD. 2009-07-02 Sydney, NSW 2000, Australia
LEMPRIERE MCGREGOR PTY LTD 2009-07-02 Melbourne, VIC 3000, Australia
QSUPER LIMITED 2009-07-01 Brisbane, QLD 4000, Australia
SENTINEL WEALTH MANAGEMENT PTY LIMITED 2009-07-01 Sydney, NSW 2000, Australia
TERRY S. LEE PTY LTD 2009-07-01 Mount Pleasant, WA 6153, Australia
ELECTRICITY SUPPLY INDUSTRY SUPERANNUATION (QLD) LTD. 2009-06-25 Brisbane, QLD 4000, Australia
CAPROCK PTY LIMITED 2009-06-23 Sydney, NSW 2000, Australia
SECURITISED PRODUCTS ADVISORY PTY LIMITED 2009-06-22 Mosman, NSW 2088, Australia
TRIPLE THREE PARTNERS PTY LTD 2009-06-22 Sydney, NSW 2000, Australia
INDIAN OCEAN MANAGEMENT GROUP PTY LTD 2009-06-19 Subiaco, WA 6008, Australia
TRINITY PACIFIC UNDERWRITING AGENCIES PTY LIMITED 2009-06-18 North Sydney, NSW 2060, Australia
EVENTUS WEALTH MANAGEMENT PTY LTD 2009-06-12 Mount Eliza, VIC 3930, Australia
OCEAN GLOBAL MARKETS LTD 2009-06-11 Sydney, NSW 2000, Australia
KKR AUSTRALIA PTY LIMITED 2009-06-09 Sydney, NSW 2000, Australia
PITCHER PARTNERS SYDNEY WEALTH MANAGEMENT PTY LTD 2009-06-09 Sydney, NSW 2000, Australia
LION CAPITAL ADVISORY PTY LTD 2009-06-05 Melbourne, VIC 3000, Australia
STRADA GROUP PTY LIMITED 2009-06-05 Sydney, NSW 2000, Australia
POWERWRAP LIMITED 2009-05-26 Melbourne, VIC 3000, Australia
EQUITY ADVISERS PTY LTD 2009-05-26 Kirkstall, VIC 3283, Australia
INVESTOGAIN LIMITED 2009-05-25 Crows Nest, NSW 2065, Australia
BALMAIN FUND ADMINISTRATION LIMITED 2009-05-22 Sydney, NSW 2000, Australia
REACH FINANCIAL GROUP PTY LTD 2009-05-22 Melbourne, VIC 3000, Australia
SEMAPHORE PRIVATE PTY LTD 2009-05-21 Melbourne, VIC 3000, Australia
MENDOZA LIMITED 2009-05-21 Sydney, NSW 2000, Australia
BRONTE CAPITAL MANAGEMENT PTY LTD 2009-05-19 Bondi Junction, NSW 2022, Australia
CHAMPION THOROUGHBREDS PTY LTD 2009-05-19 St Leonards, NSW 2065, Australia
RCH LICENSING SOLUTIONS PTY LTD 2009-05-15 West Perth, WA 6005, Australia
BROADBENT FINANCIAL PTY LTD 2009-05-14 Sandringham, VIC 3191, Australia
ALLIER CAPITAL PTY. LTD. 2009-05-08 Sydney, NSW 2000, Australia
SOLARIS INVESTMENT MANAGEMENT LIMITED 2009-05-04 Brisbane City, QLD 4000, Australia
PWM ADVISOR SERVICES PTY LTD 2009-05-04 Adelaide, SA 5000, Australia
CROMWELL FUNDS MANAGEMENT LIMITED 2009-04-30 Brisbane, QLD 4000, Australia
HARBERT FUND ADVISORS (AUSTRALIA) PTY LTD 2009-04-28 Melbourne, VIC 3004, Australia
1ST CONTACT FOREX PTY LTD 2009-04-27 South Yarra, VIC 3141, Australia
ARGUS WEALTH MANAGEMENT PTY LTD 2009-04-23 Kensington Park, SA 5068, Australia
INVESTSMART ADVICE PTY LIMITED 2009-04-22 Sydney, NSW 2000, Australia
PACIFIC HYDRO AFSL PTY LTD 2009-04-22 Docklands, VIC 3008, Australia
REALINDEX INVESTMENTS PTY LIMITED 2009-04-16 Sydney, NSW 2000, Australia
BK CONSULTING (AUST) PTY LTD 2009-04-14 Tallebudgera Valley, QLD 4228, Australia
GCR FINANCIAL PTY LTD 2009-04-06 Oxley, QLD 4075, Australia
MANAGEMENT ADVISORS PTY. LTD. 2009-04-03 Melbourne, VIC 3000, Australia
ARNHEM INVESTMENT MANAGEMENT PTY LTD 2009-04-02 Sydney, NSW 2000, Australia