Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

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Service Name Issue Date Locality
SOUTHERN CROSS BENEFITS LIMITED 2009-04-01 Sydney, NSW 2000, Australia
MADDERN FINANCIAL ADVISERS PTY. LTD. 2009-03-31 Malvern, VIC 3144, Australia
THINK TANK NOMINEES PTY LTD 2009-03-31 North Sydney, NSW 2060, Australia
TEAMINVEST PTY LTD 2009-03-31 Lindfield, NSW 2070, Australia
50PLUS PTY LTD 2009-03-31 Bendigo, VIC 3550, Australia
ISELECT GENERAL PTY LTD 2009-03-27 Cheltenham, VIC 3192, Australia
KVB GLOBAL MARKETS PTY LTD 2009-03-27 Sydney, NSW 2000, Australia
C & M INSURANCE PTY LTD 2009-03-27 Toowong, QLD 4066, Australia
KNOWITDIGITAL PTY LTD 2009-03-24 Belrose, NSW 2085, Australia
HELMSEC GLOBAL CAPITAL PTY LIMITED 2009-03-24 Sydney, NSW 2000, Australia
FUNDAMENTAL FINANCIAL PLANNING PTY LTD 2009-03-23 Ashgrove, QLD 4060, Australia
SPECTRUM WEALTH ADVISERS PTY LTD 2009-03-19 Sydney, NSW 2000, Australia
M & A PARTNERS PTY LTD 2009-03-13 Melbourne, VIC 3000, Australia
MONITOR WEALTH SERVICES PTY LTD 2009-03-13 Goulburn, NSW 2580, Australia
WINGATE ASSET MANAGEMENT PTY LIMITED 2009-03-13 Melbourne, VIC 3000, Australia
CABANA CAPITAL MANAGEMENT PTY LTD 2009-03-06 Sydney, NSW 2000, Australia
GAMMA WEALTH GROUP PTY LTD 2009-03-06 Robina, QLD 4226, Australia
RIVKIN SECURITIES PTY LTD 2009-03-04 Rushcutters Bay, NSW 2011, Australia
ISELECT LIFE PTY LTD 2009-02-27 Cheltenham, VIC 3192, Australia
KARARA CAPITAL PTY LTD 2009-02-26 Melbourne, VIC 3000, Australia
BEULAH CAPITAL PTY LTD 2009-02-23 Melbourne, VIC 3000, Australia
CHAMP III MANAGEMENT PTY LIMITED 2009-02-20 Sydney, NSW 2000, Australia
ADVICEIQ PARTNERS PTY LTD 2009-02-13 Brisbane, QLD 4000, Australia
PORTFOLIOIQ PTY LTD 2009-02-13 Brisbane, QLD 4000, Australia
THE LUTHERAN LAYPEOPLE'S LEAGUE OF AUSTRALIA INC 2009-02-12 North Adelaide, SA 5006, Australia
INTRALINK WEALTH MANAGEMENT PTY LTD 2009-02-12 Melbourne, VIC 3000, Australia
ACCESSION3 FINANCIAL ADVISERS PTY LTD 2009-02-11 Toowoomba, QLD 4350, Australia
TMS CAPITAL PTY LTD 2009-02-11 Manly, NSW 2095, Australia
DARBY RACING PTY LTD 2009-02-09 Narellan Vale, NSW 2567, Australia
ENERGETICS PTY LTD 2009-02-05 North Sydney, NSW 2060, Australia
DOMINION ADMIN SERVICES PTY LTD 2009-02-05 Wollongong, NSW 2500, Australia
MITCHELL ASSET MANAGEMENT PTY LTD 2009-02-04 Toorak, VIC 3142, Australia
ATL INSURANCE GROUP PTY LTD 2009-02-01 Upper Mount Gravatt, QLD 4122, Australia
AFFIRMATIVE FINANCIAL SERVICES PTY LTD 2009-01-28 Sydney, NSW 2000, Australia
BELVEDERE SHARE MANAGERS PTY LIMITED 2009-01-23 Cammeray, NSW 2062, Australia
NAVIGATE WEALTH PTY. LTD. 2009-01-23 Sydney, NSW 2000, Australia
AEROSURE ASIA PACIFIC PTY LIMITED 2009-01-22 Pyrmont, NSW 2009, Australia
TMG LICENSEE SERVICES PTY LTD 2009-01-20 Sanctuary Cove, QLD 4212, Australia
CLEARVIEW FINANCIAL ADVICE PTY LTD 2009-01-20 Sydney, NSW 2000, Australia
PHILLIPSONS FINANCIAL PLANNING PTY LTD 2009-01-20 Sale, VIC 3850, Australia
AMBASSADOR FUNDS MANAGEMENT SERVICES PTY LTD 2009-01-14 Sydney, NSW 2000, Australia
SANDON CAPITAL PTY LTD 2009-01-07 Sydney, NSW 2000, Australia
CHINSHA PTY LTD 2009-01-07 Wodonga, VIC 3690, Australia
HCAP PTY LIMITED 2009-01-07 Sydney, NSW 2000, Australia
MINARET CAPITAL PTY LTD 2009-01-07 West Perth, WA 6005, Australia
WEALTHSURE FINANCIAL SERVICES PTY LTD 2009-01-05 Perth, WA 6000, Australia
VELOCITY TRADE LIMITED 2008-12-24 Sydney, NSW 2000, Australia
CAPITAL DYNAMICS (AUSTRALIA) LIMITED 2008-12-22 Sydney, NSW 2000, Australia
BELLMONT SECURITIES PTY LTD 2008-12-22 Sydney, NSW 2000, Australia
BACERA CO PTY LTD 2008-12-19 North Sydney, NSW 2060, Australia
WESTBOURNE CREDIT MANAGEMENT LIMITED 2008-12-17 Melbourne, VIC 3000, Australia
JB ALPHA LTD 2008-12-15 Melbourne, VIC 3000, Australia
TEN TIGERS GRAIN MARKETING PTY LTD 2008-12-11 Geraldton, WA 6530, Australia
TDM ASSET MANAGEMENT PTY LTD 2008-12-11 Sydney, NSW 2000, Australia
CO-INVEST UNITED PTY LTD 2008-12-03 Caulfield South, VIC 3162, Australia
LUGARNO HOLDINGS PTY LTD 2008-12-03 Wangara, WA 6065, Australia
WAVESTONE CAPITAL PTY LIMITED 2008-12-03 Sydney, NSW 2000, Australia
WORLD FIRST PTY LTD 2008-12-03 Sydney, NSW 2000, Australia
BAVOLYAR INVESTMENT TRUST & PATTERSON FAMILY TRUST & THE BYE INVESTMENT TRUST & TRUSTEE HICKEY FAMIL 2008-12-02 South Melbourne, VIC 3205, Australia
TORRENS CAPITAL MANAGEMENT PTY LTD 2008-11-28 Fullarton, SA 5063, Australia
RESOURCE CAPITAL RESEARCH PTY. LIMITED 2008-11-28 Sydney, NSW 2000, Australia
I CAPITAL SERVICES PTY LTD 2008-11-26 Sydney, NSW 2000, Australia
MANDALAY WEALTH MANAGEMENT PTY LTD 2008-11-24 Bella Vista, NSW 2153, Australia
JUNCTIONFLOWS PTY LTD 2008-11-20 Bondi Junction, NSW 2022, Australia
ARDEA INVESTMENT MANAGEMENT PTY LTD 2008-11-18 Sydney, NSW 2000, Australia
RKN ANALYSIS PTY LTD 2008-11-17 Glen Iris, VIC 3146, Australia
INVESTEC ASSET MANAGEMENT AUSTRALIA PTY LIMITED 2008-11-14 Sydney, NSW 2000, Australia
TODD CAPITAL PTY LTD 2008-11-13 Orange Grove, WA 6109, Australia
BATTERHAM AND ASSOCIATES PTY LTD 2008-11-13 Subiaco, WA 6008, Australia
OZGEN RETAIL PTY LTD 2008-11-12 Brisbane, QLD 4000, Australia
SAHA INTERNATIONAL (A PARTNERSHIP) 2008-11-11 Sydney, NSW 2000, Australia
STEADFAST QIS PTY LTD 2008-11-10 Spring Hill, QLD 4004, Australia
GOOGLE PAYMENT AUSTRALIA PTY. LTD. 2008-11-07 Pyrmont, NSW 2009, Australia
INTEGRATED LIFE INSURANCE SOLUTIONS PTY LTD 2008-11-07 Sydney, NSW 2000, Australia
ONE26 PTY LTD 2008-11-07 Hendra, QLD 4011, Australia
RYDER INVESTMENT MANAGEMENT PTY LTD 2008-11-06 Sydney, NSW 2000, Australia
EMERGENCE INSURANCE PTY LTD 2008-11-06 Sydney, NSW 2000, Australia
SOLUTIONS BENDIGO PTY LTD 2008-11-06 Bendigo, VIC 3550, Australia
VERISURE INSURANCE BROKERS PTY LTD 2008-11-06 Blacktown, NSW 2148, Australia
ALPHA SECURITIES PTY LTD 2008-11-06 Sydney, NSW 2000, Australia
NORTH RUN PTY LTD 2008-10-30 Jamestown, SA 5491, Australia
INSTINET AUSTRALIA PTY LIMITED 2008-10-29 Sydney, NSW 2000, Australia
FURNEAUX EQUITY LIMITED 2008-10-28 Sandringham, VIC 3191, Australia
ORACLE FUNDS MANAGEMENT LIMITED 2008-10-24 Sydney, NSW 2000, Australia
PLATINUM MORTGAGE SECURITIES PTY LTD 2008-10-24 West Perth, WA 6005, Australia
MILLENNIUM ALPHA PTY LTD 2008-10-22 North Curl Curl, NSW 2099, Australia
IPRAXIS PTY LTD 2008-10-21 Sydney, NSW 2000, Australia
TG FINANCIAL PTY. LTD. 2008-10-20 Launceston, TAS 7250, Australia
FAMILY DAY CARE AUSTRALIA LIMITED 2008-10-16 Gosford, NSW 2250, Australia
CHARTER GROUP GENERAL INSURANCE PTY LTD 2008-10-15 Blacktown, NSW 2148, Australia
AIMS REAL ESTATE FUNDS LIMITED 2008-10-13 Sydney, NSW 2000, Australia
DECODE FUNDING LTD. 2008-10-13 Sydney, NSW 2000, Australia
THE NORTHERN TRUST COMPANY 2008-10-10 Melbourne, VIC 3000, Australia
CANACCORD GENUITY WEALTH MANAGEMENT PTY LTD 2008-10-09 Melbourne, VIC 3000, Australia
EQUITI FINANCIAL SERVICES PTY LTD 2008-10-07 Parramatta, NSW 2150, Australia
CHRISTIE, LACHLAN JAMES 2008-10-06 Randwick, NSW 2031, Australia
WESTATE CAPITAL LTD 2008-10-06 Wembley, WA 6014, Australia
QUANTUM INVESTMENT SOLUTIONS PTY LTD 2008-10-02 Sydney, NSW 2000, Australia
HODGSON FARADAY LIMITED 2008-09-25 Sydney, NSW 2000, Australia
FAIRVIEW EQUITY PARTNERS PTY LTD 2008-09-23 Melbourne, VIC 3000, Australia