Australian Financial Service Licences

Jurisdiction: Australia
Source: Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.

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Service Name Issue Date Locality
TRANSOCEAN SECURITIES PTY LTD 2003-09-01 Sydney, NSW 2000, Australia
UNIFIED FINANCIAL SERVICES PTY LTD 2003-09-01 Carlton, VIC 3053, Australia
DON HUTTON INSURANCE BROKERS PTY LTD 2003-09-01 Penshurst, NSW 2222, Australia
FINANCIAL WISDOM LIMITED 2003-09-01 Sydney, NSW 2000, Australia
PAUL MELLING & ASSOCIATES PTY. LIMITED 2003-09-01 Heidelberg, VIC 3084, Australia
STATE ONE EQUITIES PTY LTD 2003-09-01 Perth, WA 6000, Australia
RFC AMBRIAN LTD 2003-09-01 Sydney, NSW 2000, Australia
TAG INSURANCE BROKERS PTY LTD 2003-08-30 Bentleigh, VIC 3204, Australia
MPG FUNDS MANAGEMENT LTD 2003-08-28 Camberwell, VIC 3124, Australia
SPECTRUM ASSET MANAGEMENT LIMITED 2003-08-27 Sydney, NSW 2000, Australia
BUTLER & BUTLER INVESTMENT SERVICES PTY. LTD. 2003-08-26 Victor Harbor, SA 5211, Australia
BAJADA & ASSOCIATES PTY LTD 2003-08-26 West Perth, WA 6005, Australia
MORNINGSTAR INVESTMENT MANAGEMENT AUSTRALIA LIMITED 2003-08-25 Barangaroo, NSW 2000, Australia
STRATEGIC PLANNING PARTNERS PTY LTD 2003-08-25 Sydney, NSW 2000, Australia
COLONIAL FIRST STATE INVESTMENTS LIMITED 2003-08-25 Sydney, NSW 2000, Australia
PRINCIPLED MORTGAGE INVESTMENTS LTD 2003-08-25 Camberwell, VIC 3124, Australia
ADVISER NETWORK PTY LTD 2003-08-21 Sydney, NSW 2000, Australia
ALLITON SECURITIES PTY LTD 2003-08-20 Melbourne, VIC 3000, Australia
GLOBEX FINANCE PTY LTD 2003-08-20 Double Bay, NSW 2028, Australia
FORMAN FINANCIAL SERVICES PTY LTD 2003-08-19 Bondi Junction, NSW 2022, Australia
PM CAPITAL LIMITED 2003-08-18 Sydney, NSW 2000, Australia
TAG ASSET CONSULTING GROUP PTY LTD 2003-08-18 Melbourne, VIC 3000, Australia
OPEN FINANCIAL SERVICES PTY LTD 2003-08-18 Melbourne, VIC 3000, Australia
SECURE ENTERPRISES PTY LTD 2003-08-14 North Sydney, NSW 2060, Australia
ARCADIA FUNDS MANAGEMENT LIMITED 2003-08-13 Sydney, NSW 2000, Australia
TRANS-WEST INSURANCE BROKERS PTY LTD 2003-08-13 Liverpool, NSW 2170, Australia
NETWEALTH INVESTMENTS LIMITED 2003-08-13 Melbourne, VIC 3000, Australia
RURAL FUNDS MANAGEMENT LIMITED 2003-08-12 Deakin, ACT 2600, Australia
MICORAH PTY LTD 2003-08-12 South Perth, WA 6151, Australia
NEXTEC CORPORATION PTY LTD 2003-08-12 Melbourne, VIC 3000, Australia
DCB NOMINEES PTY LTD 2003-08-11 Coffs Harbour, NSW 2450, Australia
AIA FINANCIAL SERVICES LIMITED 2003-08-11 Melbourne, VIC 3004, Australia
G.W.S. PTY. LTD. 2003-08-10 Melbourne, VIC 3004, Australia
ORBIT CAPITAL PTY. LTD. 2003-08-08 Brisbane, QLD 4000, Australia
WILLIAM BUCK WEALTH ADVISORS (SA) PTY LTD 2003-08-08 Adelaide, SA 5000, Australia
TRADITIONAL VALUES MANAGEMENT LIMITED 2003-08-08 Mornington, VIC 3931, Australia
FLINDERS FINANCIAL SERVICES PTY LTD 2003-08-08 Perth, WA 6000, Australia
NERANG INSURANCE ADVISORY CENTRE PTY LTD 2003-08-07 Nerang, QLD 4211, Australia
HOOPER & COMPANY FINANCIAL SERVICES PTY. LIMITED 2003-08-01 Neutral Bay, NSW 2089, Australia
H.W. WOOD AUSTRALIA PTY. LTD. 2003-08-01 Hawthorn, VIC 3122, Australia
EAST WEST INSURANCE BROKERS PTY. LTD. 2003-08-01 Coopers Plains, QLD 4108, Australia
RISK INSURE PTY LTD 2003-08-01 Adelaide, SA 5000, Australia
AUSTBROKERS C.E MCDONALD PTY LTD 2003-08-01 Darra, QLD 4076, Australia
MEDIA SUPER LIMITED 2003-08-01 Sydney, NSW 2000, Australia
HARPER BERNAYS LIMITED 2003-07-31 Sydney, NSW 2000, Australia
H C ISERT INSURANCE BROKERS PTY LTD 2003-07-30 Sydney, NSW 2000, Australia
FARM MORTGAGES LTD. 2003-07-29 Camperdown, VIC 3260, Australia
IAG ASSET MANAGEMENT LIMITED 2003-07-28 Sydney, NSW 2000, Australia
INSURANCE MANUFACTURERS OF AUSTRALIA PTY LIMITED 2003-07-28 Sydney, NSW 2000, Australia
INSURANCE AUSTRALIA LIMITED 2003-07-28 Sydney, NSW 2000, Australia
BANK OF CHINA LIMITED 2003-07-28 Sydney, NSW 2000, Australia
INTELLIGENT INSURANCE SERVICES (VIC) PTY. LTD. 2003-07-25 Clifton Hill, VIC 3068, Australia
MAHER DIGBY SECURITIES PTY LTD 2003-07-24 Nambour, QLD 4560, Australia
FOSTER WEST SECURITIES PTY LTD 2003-07-23 Perth, WA 6000, Australia
SELBY WESTHORPE FINANCIAL SOLUTIONS PTY LTD 2003-07-23 Doncaster East, VIC 3109, Australia
OMNIPORT LIMITED 2003-07-22 Sydney, NSW 2000, Australia
THE PRINCIPALS FUNDS MANAGEMENT PTY LTD 2003-07-22 Melbourne, VIC 3000, Australia
CULLEN CAPITAL PTY. LTD. 2003-07-22 Melbourne, VIC 3000, Australia
EMJAY INSURANCE BROKERS PTY LTD 2003-07-21 Bankstown, NSW 2200, Australia
PITCHER PARTNERS NSW CORPORATE PTY LIMITED 2003-07-21 Sydney, NSW 2000, Australia
CONSULTUM FINANCIAL ADVISERS PTY LTD 2003-07-21 Melbourne, VIC 3000, Australia
WHITE FUNDS MANAGEMENT PTY LTD 2003-07-18 Sydney, NSW 2000, Australia
LIFESPAN FINANCIAL PLANNING PTY LTD 2003-07-17 Sydney, NSW 2000, Australia
MERCARI PTY LTD 2003-07-17 Sydney, NSW 2000, Australia
SENTRY ADVICE PTY LTD 2003-07-16 Perth, WA 6000, Australia
NM INSURANCE PTY LTD 2003-07-15 Sandringham, VIC 3191, Australia
CITY ACCEPTANCE CORPORATION PTY. LIMITED 2003-07-15 Pymble, NSW 2073, Australia
SUDAK PTY. LTD. 2003-07-15 Wembley, WA 6014, Australia
ANZ EQUITIES (NOMINEES) PTY LTD 2003-07-14 Sydney, NSW 2000, Australia
NIKKO ASSET MANAGEMENT AUSTRALIA LIMITED 2003-07-14 Barangaroo, NSW 2000, Australia
ALLIED FINANCIAL SOLUTIONS PTY LTD 2003-07-14 Port Melbourne, VIC 3207, Australia
LEADERS INVESTMENT MANAGEMENT PTY LIMITED 2003-07-14 St Ives, NSW 2075, Australia
FAT PROPHETS PTY LTD 2003-07-10 Sydney, NSW 2000, Australia
FLINDERS PARTNERS FINANCIAL SERVICES PTY LTD 2003-07-10 Frankston, VIC 3199, Australia
CAPRICORN MUTUAL LIMITED 2003-07-10 West Perth, WA 6005, Australia
QUBE CAPITAL PTY LTD 2003-07-08 Subiaco, WA 6008, Australia
WEALTHADVICE.COM.AU PTY. LIMITED 2003-07-08 Birchgrove, NSW 2041, Australia
PRINCIPAL FINANCIAL SERVICES PTY LTD 2003-07-07 Upper Mount Gravatt, QLD 4122, Australia
WILKINSON, GRAHAM BRUCE 2003-07-07 Pymble, NSW 2073, Australia
NEWELL PALMER SECURITIES PTY LTD 2003-07-04 Crows Nest, NSW 2065, Australia
RUSSELL INVESTMENTS FINANCIAL SOLUTIONS PTY LTD 2003-07-03 Sydney, NSW 2000, Australia
POLYGON HOLDINGS PTY LTD 2003-07-01 Sydney, NSW 2000, Australia
GREAT WALL INSURANCE SERVICES PTY. LTD. 2003-07-01 Springvale, VIC 3171, Australia
KOCH BROKERS PTY. LTD. 2003-07-01 Woree, QLD 4868, Australia
NOVATAX PTY. LIMITED 2003-07-01 Merewether, NSW 2291, Australia
CAPITAL PARTNERS CONSULTING PTY LTD 2003-07-01 West Perth, WA 6005, Australia
AUGHTERSONS INSURANCE BROKERS PTY LTD 2003-07-01 Ringwood, VIC 3134, Australia
COUNT FINANCIAL LIMITED 2003-07-01 Sydney, NSW 2000, Australia
VANGUARD INVESTMENTS AUSTRALIA LTD 2003-07-01 Southbank, VIC 3006, Australia
BEULAH PRIVATE CLIENTS PTY LTD 2003-07-01 Melbourne, VIC 3000, Australia
LEISHMAN FINANCIAL SERVICES PTY. LTD. 2003-07-01 Glen Waverley, VIC 3150, Australia
MASEFIELD HOLDINGS PTY. LTD. 2003-07-01 Belmont, WA 6104, Australia
SUNSUPER FINANCIAL SERVICES PTY LTD 2003-07-01 Milton, QLD 4064, Australia
REDWOOD WEALTH ALLIANCE PTY LTD 2003-07-01 Subiaco, WA 6008, Australia
UNISON ADVICE SERVICES LTD 2003-07-01 Melbourne, VIC 3000, Australia
GOLDMAN SACHS ASSET MANAGEMENT AUSTRALIA PTY LTD 2003-07-01 Melbourne, VIC 3000, Australia
WRI INSURANCE BROKERS PTY. LIMITED 2003-07-01 Parramatta, NSW 2150, Australia
SUNSUPER PTY. LTD. 2003-07-01 Milton, QLD 4064, Australia
STRATEGIC SOLUTIONS AUSTRALIA PTY. LTD. 2003-07-01 Brisbane, QLD 4001, Australia
SINCLAIR WILSON INVESTMENT SERVICES PTY LTD 2003-07-01 Warrnambool, VIC 3280, Australia